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PennyMac Financial

231 hedge funds and large institutions have $2.27B invested in PennyMac Financial in 2021 Q1 according to their latest regulatory filings, with 47 funds opening new positions, 71 increasing their positions, 93 reducing their positions, and 57 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more call options, than puts

Call options by funds: $118M | Put options by funds: $53.7M

0% more funds holding in top 10

Funds holding in top 10: 88 (0)

1.7% less ownership

Funds ownership: 50.81%49.11% (-1.7%)

5% less funds holding

Funds holding: 242231 (-11)

6% less capital invested

Capital invested by funds: $2.41B → $2.27B (-$144M)

18% less first-time investments, than exits

New positions opened: 47 | Existing positions closed: 57

24% less repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 93

Holders
231
Holders Change
-11
Holders Change %
-4.55%
% of All Funds
4.06%
Holding in Top 10
8
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
47
Increased
71
Reduced
93
Closed
57
Calls
$118M
Puts
$53.7M
Net Calls
+$64.6M
Net Calls Change
-$28.9M
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
126
Envestnet Asset Management
Illinois
$1.04M +$488K +7,868 +102%
RG
127
Renaissance Group
Kentucky
$1.04M +$20K +322 +2%
CIBC World Market
128
CIBC World Market
Ontario, Canada
$1.03M +$41K +661 +4%
Skandinaviska Enskilda Banken (SEB)
129
Skandinaviska Enskilda Banken (SEB)
Sweden
$1.01M +$937K +15,100 New
WG
130
Winton Group
United Kingdom
$963K +$32.6K +526 +4%
Neuberger Berman Group
131
Neuberger Berman Group
New York
$956K +$340K +5,488 +62%
HIIFS
132
Harel Insurance Investments & Financial Services
Israel
$894K -$310K -5,000 -56%
II
133
Inspire Investing
Idaho
$835K +$314K +5,067 +68%
WAM
134
Wakefield Asset Management
Colorado
$795K -$71.5K -1,152 -9%
MAM
135
Martingale Asset Management
Massachusetts
$791K +$242K +3,900 +49%
OSAM
136
O'Shaughnessy Asset Management
Connecticut
$781K -$405K -6,534 -36%
ProShare Advisors
137
ProShare Advisors
Maryland
$744K +$107K +1,719 +18%
CAM
138
ClariVest Asset Management
California
$739K -$31.3K -505 -4%
SM
139
Sciencast Management
New Jersey
$737K +$544K +8,768 +246%
RJA
140
Raymond James & Associates
Florida
$734K +$316K +5,100 +87%
MLICM
141
Metropolitan Life Insurance Company (MetLife)
New York
$721K -$99K -1,596 -13%
Mercer Global Advisors
142
Mercer Global Advisors
Colorado
$706K +$655K +10,553 New
SG Americas Securities
143
SG Americas Securities
New York
$698K +$73.6K +1,186 +13%
JF
144
Jump Financial
Illinois
$677K -$629K -10,139 -50%
MC
145
Maverick Capital
Texas
$649K +$296K +4,767 +97%
Los Angeles Capital Management
146
Los Angeles Capital Management
California
$640K -$774K -12,470 -57%
Janney Montgomery Scott
147
Janney Montgomery Scott
Pennsylvania
$616K +$571K +9,207 New
FHB
148
First Hawaiian Bank
Hawaii
$612K
FQ
149
First Quadrant
California
$609K
Zurich Cantonal Bank
150
Zurich Cantonal Bank
Switzerland
$606K -$110K -1,771 -16%

PFSI Hedge Fund Activity: Q1 2021 in Review

231 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q1 2021, worth a combined $2.27B — down 6% from $2.41B a quarter earlier.

Sellers outnumbered buyers: 57 funds closed out of PFSI and 47 opened new positions — a net loss of 10 holders — while 93 trimmed existing stakes and 71 added.

The largest buyer was MFN Partners, opening a new position worth an estimated $93.6M. The largest seller was Dimensional Fund Advisors, cutting an estimated $69.6M.

  • 231 institutional investors held PennyMac Financial (PFSI) as of Q1 2021, down from 242 in Q4 2020.
  • Funds reported $2.27B of PennyMac Financial stock for Q1 2021, down 6% quarter-over-quarter.
  • 47 funds opened new PennyMac Financial positions in Q1 2021 and 57 closed out, a net change of -10 holders.
  • The largest PennyMac Financial buyer in Q1 2021 was MFN Partners, an estimated $93.6M added.
  • The largest PennyMac Financial seller in Q1 2021 was Dimensional Fund Advisors, an estimated $69.6M sold.

Based on aggregated 13F filings for Q1 2021.