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PennyMac Financial

242 hedge funds and large institutions have $2.41B invested in PennyMac Financial in 2020 Q4 according to their latest regulatory filings, with 60 funds opening new positions, 81 increasing their positions, 82 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more call options, than puts

Call options by funds: $160M | Put options by funds: $67M

54% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 39

10% more capital invested

Capital invested by funds: $2.2B → $2.41B (+$217M)

9% more funds holding

Funds holding: 223242 (+19)

1% less repeat investments, than reductions

Existing positions increased: 81 | Existing positions reduced: 82

1.64% less ownership

Funds ownership: 52.45%50.81% (-1.6%)

11% less funds holding in top 10

Funds holding in top 10: 98 (-1)

Holders
242
Holders Change
+19
Holders Change %
+8.52%
% of All Funds
4.28%
Holding in Top 10
8
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-11.11%
% of All Funds
0.14%
New
60
Increased
81
Reduced
82
Closed
39
Calls
$160M
Puts
$67M
Net Calls
+$93.5M
Net Calls Change
-$30.5M
Name Holding Trade Value Shares
Change
Change in
Stake
AIA
126
Affinity Investment Advisors
California
$1.09M -$131K -2,210 -12%
GC
127
Globeflex Capital
California
$1.07M +$52.4K +881 +6%
QC
128
Quadrature Capital
United Kingdom
$1.04M -$56.8K -954 -6%
EGM
129
Engineers Gate Manager
New York
$1.01M -$645K -10,839 -41%
Royal Bank of Canada
130
Royal Bank of Canada
Ontario, Canada
$1.01M -$2.41M -40,554 -73%
RG
131
Renaissance Group
Kentucky
$1M +$907K +15,249 New
SC
132
Shay Capital
New York
$984K +$892K +15,000 New
CIBC World Market
133
CIBC World Market
Ontario, Canada
$968K +$878K +14,752 New
EMG
134
ETF Managers Group
New Jersey
$932K +$851K +14,305 New
VI
135
Vestcor Inc
New Brunswick, Canada
$931K -$1.09M -18,367 -56%
WG
136
Winton Group
United Kingdom
$910K -$5.29M -88,973 -87%
AG
137
Aperio Group
California
$886K -$71.4K -1,200 -8%
Nomura Holdings
138
Nomura Holdings
Japan
$883K -$3.71M -62,341 -82%
WAM
139
Wakefield Asset Management
Colorado
$855K -$110K -1,843 -12%
QT
140
Quantbot Technologies
New York
$852K +$231K +3,881 +43%
BNP Paribas Financial Markets
141
BNP Paribas Financial Markets
France
$839K -$10.4K -174 -1%
OQS
142
Occudo Quantitative Strategies
Florida
$837K +$758K +12,748 New
MLICM
143
Metropolitan Life Insurance Company (MetLife)
New York
$813K
EMG
144
Ellington Management Group
Connecticut
$784K +$710K +11,940 New
CAM
145
ClariVest Asset Management
California
$758K +$161K +2,705 +31%
PM
146
Precept Management
Texas
$722K
Zurich Cantonal Bank
147
Zurich Cantonal Bank
Switzerland
$711K +$212K +3,565 +49%
HF
148
HRT Financial
New York
$698K +$273K +4,593 +76%
PP
149
Paloma Partners
Connecticut
$688K +$376K +6,324 +152%
DTL
150
Dynamic Technology Lab
Singapore
$680K +$616K +10,357 New

PFSI Hedge Fund Activity: Q4 2020 in Review

242 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q4 2020, worth a combined $2.41B — up 9.9% from $2.2B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new PFSI positions and 39 closed out — a net gain of 21 holders — while 81 added to existing stakes and 82 trimmed.

The largest buyer was BlackRock, adding an estimated $48.9M. The largest seller was T. Rowe Price Associates, cutting an estimated $68.1M.

  • 242 institutional investors held PennyMac Financial (PFSI) as of Q4 2020, up from 223 in Q3 2020.
  • Funds reported $2.41B of PennyMac Financial stock for Q4 2020, up 9.9% quarter-over-quarter.
  • 60 funds opened new PennyMac Financial positions in Q4 2020 and 39 closed out, a net change of +21 holders.
  • The largest PennyMac Financial buyer in Q4 2020 was BlackRock, an estimated $48.9M added.
  • The largest PennyMac Financial seller in Q4 2020 was T. Rowe Price Associates, an estimated $68.1M sold.

Based on aggregated 13F filings for Q4 2020.