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PennyMac Financial

200 hedge funds and large institutions have $2.01B invested in PennyMac Financial in 2021 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 60 increasing their positions, 87 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.63% more ownership

Funds ownership: 49.42%53.05% (+3.6%)

0% more funds holding in top 10

Funds holding in top 10: 88 (0)

0% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 29

1% less funds holding

Funds holding: 202200 (-2)

1% less capital invested

Capital invested by funds: $2.03B → $2.01B (-$22.4M)

31% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 87

72% less call options, than puts

Call options by funds: $72.5M | Put options by funds: $261M

Holders
200
Holders Change
-2
Holders Change %
-0.99%
% of All Funds
3.5%
Holding in Top 10
8
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
29
Increased
60
Reduced
87
Closed
29
Calls
$72.5M
Puts
$261M
Net Calls
-$188M
Net Calls Change
-$156M
Name Holding Trade Value Shares
Change
Change in
Stake
AIG
101
American International Group
New York
$1.1M -$115K -1,815 -9%
SO
102
STRS Ohio
Ohio
$1.09M -$82.5K -1,300 -7%
Commonwealth Equity Services
103
Commonwealth Equity Services
Massachusetts
$1.05M +$182K +2,859 +20%
Manulife (Manufacturers Life Insurance)
104
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.01M -$221K -3,479 -17%
P
105
&Partners
Tennessee
$992K -$134K -2,115 -12%
Citigroup
106
Citigroup
New York
$971K -$1.83M -28,756 -64%
Victory Capital Management
107
Victory Capital Management
Texas
$926K -$81.7K -1,287 -8%
OQS
108
Occudo Quantitative Strategies
Florida
$923K +$958K +15,093 New
PGCM
109
Prescott Group Capital Management
Oklahoma
$917K +$952K +15,000 New
NFG
110
Nations Financial Group
Iowa
$898K +$444 +7 +0%
ASRS
111
Arizona State Retirement System
Arizona
$889K -$32.8K -516 -3%
SWRP
112
Summit Wealth & Retirement Planning
California
$873K -$181K -2,855 -17%
Assenagon Asset Management
113
Assenagon Asset Management
Luxembourg
$846K -$7.05M -111,015 -89%
Holocene Advisors
114
Holocene Advisors
New York
$833K -$753K -11,856 -47%
SCM
115
Saba Capital Management
New York
$825K +$857K +13,500 New
VOYA Investment Management
116
VOYA Investment Management
Georgia
$794K -$72.6K -1,143 -8%
Janus Henderson Group
117
Janus Henderson Group
United Kingdom
$788K +$418K +6,582 +104%
QIM
118
Quantitative Investment Management
Virginia
$758K +$788K +12,410 New
Envestnet Asset Management
119
Envestnet Asset Management
Illinois
$749K -$143K -2,249 -16%
State Board of Administration of Florida Retirement System
120
State Board of Administration of Florida Retirement System
Florida
$748K -$180K -2,830 -19%
BNP Paribas Financial Markets
121
BNP Paribas Financial Markets
France
$736K -$1.36M -21,398 -64%
AA
122
AlphaCentric Advisors
Puerto Rico
$715K +$657K +10,348 +766%
OSAM
123
O'Shaughnessy Asset Management
Connecticut
$710K -$326K -5,140 -31%
MIM
124
MetLife Investment Management
New Jersey
$698K -$80.8K -1,272 -10%
PP
125
Paloma Partners
Connecticut
$668K -$479K -7,550 -41%

PFSI Hedge Fund Activity: Q3 2021 in Review

200 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q3 2021, worth a combined $2.01B — down 1.1% from $2.03B a quarter earlier.

Fund positioning in PFSI was balanced in Q3 2021: 29 funds opened new positions, 29 closed out, 60 added to existing stakes and 87 trimmed.

The largest buyer was K2 Principal Fund, adding an estimated $40.7M. The largest seller was Basswood Capital Management, cutting an estimated $34.5M.

  • 200 institutional investors held PennyMac Financial (PFSI) as of Q3 2021, down from 202 in Q2 2021.
  • Funds reported $2.01B of PennyMac Financial stock for Q3 2021, down 1.1% quarter-over-quarter.
  • 29 funds opened new PennyMac Financial positions in Q3 2021 and 29 closed out, a net change of 0 holders.
  • The largest PennyMac Financial buyer in Q3 2021 was K2 Principal Fund, an estimated $40.7M added.
  • The largest PennyMac Financial seller in Q3 2021 was Basswood Capital Management, an estimated $34.5M sold.

Based on aggregated 13F filings for Q3 2021.