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PennyMac Financial
PFSI

108 hedge funds and large institutions have $531M invested in PennyMac Financial in 2019 Q2 according to their latest regulatory filings, with 29 funds opening new positions, 47 increasing their positions, 23 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

123% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 13

104% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 23

15% more funds holding

Funds holding: 94 → 108 (+14)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.45% less ownership

Funds ownership: 31.02% → 30.57% (-0.45%)

1% less capital invested

Capital invested by funds: $535M → $531M (-$3.71M)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $253K

Holders
108
Holders Change
+14
Holders Change %
+14.89%
% of All Funds
2.35%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
29
Increased
47
Reduced
23
Closed
13
Calls
–
Puts
$253K
Net Calls
-$253K
Net Calls Change
-$540K

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$10.5M
2
N
Nuveen
North Carolina
+$6.84M
3
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$6.46M
4
PCM
PAR Capital Management
Massachusetts
+$4.31M
5
SCM
Shoals Capital Management
Virginia
+$3.9M

Top Sellers

1
Vanguard Group
Vanguard Group
Pennsylvania
-$31.4M
2
CLG
Cooperman Leon G
-$15.5M
3
Morgan Stanley
Morgan Stanley
New York
-$7.51M
4
HAI
Hennessy Advisors Inc
California
-$2.74M
5
CAM
ClariVest Asset Management
California
-$2.35M
Name Holding Trade Value Shares
Change 		Change in
Stake
PHK
101
Point72 Hong Kong
Hong Kong
$45K +$28.7K +1,290 +179%
LTFS
102
Ladenburg Thalmann Financial Services
Florida
$44K – – –
AG
103
Advisor Group
Arizona
$16K -$2.23K -100 -13%
CAM
104
ClariVest Asset Management
California
$10K -$2.35M -105,565 -100%
Nisa Investment Advisors
105
Nisa Investment Advisors
Missouri
$4K +$4.45K +200 New
TWA
106
TCI Wealth Advisors
Arizona
$2K – – –
PA
107
Parallel Advisors
California
$1K +$1.38K +62 New
HAI
108
Hennessy Advisors Inc
California
– -$2.74M -123,300 Closed
Nordea Investment Management
109
Nordea Investment Management
Sweden
– -$2.35M -105,565 Closed
Arrowstreet Capital
110
Arrowstreet Capital
Massachusetts
– -$1.69M -75,856 Closed
SFM
111
Systematic Financial Management
New Jersey
– -$1.26M -56,625 Closed
Assenagon Asset Management
112
Assenagon Asset Management
Luxembourg
– -$871K -39,183 Closed
DTL
113
Dynamic Technology Lab
Singapore
– -$336K -15,124 Closed
PNC Financial Services Group
114
PNC Financial Services Group
Pennsylvania
– -$333K -14,976 Closed
OSAM
115
O'Shaughnessy Asset Management
Connecticut
– -$241K -10,902 Closed
AIM
116
Assured Investment Management
New York
– -$210K -9,436 Closed
DekaBank Deutsche Girozentrale
117
DekaBank Deutsche Girozentrale
Germany
– -$49K -2,324 Closed
New York State Teachers Retirement System (NYSTRS)
118
New York State Teachers Retirement System (NYSTRS)
New York
– -$38K -1,700 Closed
Loomis, Sayles & Company
119
Loomis, Sayles & Company
Massachusetts
– -$25K -1,134 Closed
Fidelity Investments
120
Fidelity Investments
Massachusetts
– -$9K -424 Closed
1 2 3 4
5

PFSI Hedge Fund Activity: Q2 2019 in Review

108 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q2 2019, worth a combined $531M — down 0.69% from $535M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new PFSI positions and 13 closed out — a net gain of 16 holders — while 47 added to existing stakes and 23 trimmed.

The largest buyer was T. Rowe Price Associates, adding an estimated $10.5M. The largest seller was Vanguard Group, cutting an estimated $31.4M.

  • 108 institutional investors held PennyMac Financial (PFSI) as of Q2 2019, up from 94 in Q1 2019.
  • Funds reported $531M of PennyMac Financial stock for Q2 2019, down 0.69% quarter-over-quarter.
  • 29 funds opened new PennyMac Financial positions in Q2 2019 and 13 closed out, a net change of +16 holders.
  • The largest PennyMac Financial buyer in Q2 2019 was T. Rowe Price Associates, an estimated $10.5M added.
  • The largest PennyMac Financial seller in Q2 2019 was Vanguard Group, an estimated $31.4M sold.

Based on aggregated 13F filings for Q2 2019.