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PennyMac Financial

204 hedge funds and large institutions have $2.12B invested in PennyMac Financial in 2021 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 52 increasing their positions, 90 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 31

5% more capital invested

Capital invested by funds: $2.01B → $2.12B (+$103M)

2% more funds holding

Funds holding: 200204 (+4)

1.63% less ownership

Funds ownership: 53.05%51.42% (-1.6%)

13% less funds holding in top 10

Funds holding in top 10: 87 (-1)

42% less repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 90

63% less call options, than puts

Call options by funds: $119M | Put options by funds: $324M

Holders
204
Holders Change
+4
Holders Change %
+2%
% of All Funds
3.14%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.11%
New
37
Increased
52
Reduced
90
Closed
31
Calls
$119M
Puts
$324M
Net Calls
-$204M
Net Calls Change
-$16.2M
Name Holding Trade Value Shares
Change
Change in
Stake
Legal & General Group
76
Legal & General Group
United Kingdom
$2.21M -$69K -1,046 -3%
MFIMFI
77
Mesirow Financial Investment Management - Fixed Income
Illinois
$2.2M
DCM
78
Dupont Capital Management
Delaware
$2.09M -$903K -13,676 -31%
HT
79
HAP Trading
New York
$2.05M +$643K +9,746 +50%
DekaBank Deutsche Girozentrale
80
DekaBank Deutsche Girozentrale
Germany
$1.97M +$350K +5,297 +23%
Capital Fund Management (CFM)
81
Capital Fund Management (CFM)
France
$1.85M +$1.75M +26,533 New
Holocene Advisors
82
Holocene Advisors
New York
$1.81M +$811K +12,294 +90%
WG
83
Winton Group
United Kingdom
$1.7M +$97.3K +1,474 +6%
NIPH
84
NN Investment Partners Holdings
Netherlands
$1.66M -$158K -2,400 -9%
Deutsche Bank
85
Deutsche Bank
Germany
$1.5M -$12K -182 -0.8%
HF
86
HRT Financial
New York
$1.48M -$2.76M -41,755 -66%
Assenagon Asset Management
87
Assenagon Asset Management
Luxembourg
$1.43M +$437K +6,622 +48%
AIM
88
Aigen Investment Management
New York
$1.4M +$1.34M +20,374 New
UBS Group
89
UBS Group
Switzerland
$1.36M +$752K +11,390 +142%
FCM
90
FJ Capital Management
Virginia
$1.35M -$132K -2,000 -10%
Royal Bank of Canada
91
Royal Bank of Canada
Ontario, Canada
$1.25M -$245K -3,711 -17%
Janus Henderson Group
92
Janus Henderson Group
United Kingdom
$1.2M +$285K +4,316 +33%
Commonwealth Equity Services
93
Commonwealth Equity Services
Massachusetts
$1.18M -$14.5K -219 -1%
AIG
94
American International Group
New York
$1.16M -$90.7K -1,374 -8%
Envestnet Asset Management
95
Envestnet Asset Management
Illinois
$1.16M +$287K +4,356 +36%
Fidelity Investments
96
Fidelity Investments
Massachusetts
$1.06M -$5.05M -76,491 -83%
PGCM
97
Prescott Group Capital Management
Oklahoma
$1.05M
SM
98
Sciencast Management
New Jersey
$1.04M +$988K +14,974 New
Victory Capital Management
99
Victory Capital Management
Texas
$1M -$52.5K -795 -5%
NFG
100
Nations Financial Group
Iowa
$1M -$24.5K -371 -3%

PFSI Hedge Fund Activity: Q4 2021 in Review

204 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q4 2021, worth a combined $2.12B — up 5.1% from $2.01B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new PFSI positions and 31 closed out — a net gain of 6 holders — while 52 added to existing stakes and 90 trimmed.

The largest buyer was MFN Partners, adding an estimated $29.3M. The largest seller was Basswood Capital Management, cutting an estimated $49.7M.

  • 204 institutional investors held PennyMac Financial (PFSI) as of Q4 2021, up from 200 in Q3 2021.
  • Funds reported $2.12B of PennyMac Financial stock for Q4 2021, up 5.1% quarter-over-quarter.
  • 37 funds opened new PennyMac Financial positions in Q4 2021 and 31 closed out, a net change of +6 holders.
  • The largest PennyMac Financial buyer in Q4 2021 was MFN Partners, an estimated $29.3M added.
  • The largest PennyMac Financial seller in Q4 2021 was Basswood Capital Management, an estimated $49.7M sold.

Based on aggregated 13F filings for Q4 2021.