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PennyMac Financial

200 hedge funds and large institutions have $2.01B invested in PennyMac Financial in 2021 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 60 increasing their positions, 87 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.63% more ownership

Funds ownership: 49.42%53.05% (+3.6%)

0% more funds holding in top 10

Funds holding in top 10: 88 (0)

0% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 29

1% less funds holding

Funds holding: 202200 (-2)

1% less capital invested

Capital invested by funds: $2.03B → $2.01B (-$22.4M)

31% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 87

72% less call options, than puts

Call options by funds: $72.5M | Put options by funds: $261M

Holders
200
Holders Change
-2
Holders Change %
-0.99%
% of All Funds
3.5%
Holding in Top 10
8
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
29
Increased
60
Reduced
87
Closed
29
Calls
$72.5M
Puts
$261M
Net Calls
-$188M
Net Calls Change
-$156M
Name Holding Trade Value Shares
Change
Change in
Stake
LG
76
Leuthold Group
Minnesota
$2.23M +$7.17K +113 +0.3%
TC
77
TwinBeech Capital
New York
$2.19M +$2.28M +35,914 New
CG
78
Cutler Group
California
$2.1M -$1.11M -17,482 -34%
UOC
79
UBS O'Connor
Illinois
$2.1M +$273K +4,300 +14%
Legal & General Group
80
Legal & General Group
United Kingdom
$2M +$662K +10,418 +47%
Two Sigma Investments
81
Two Sigma Investments
New York
$1.94M -$7.1M -111,737 -78%
Wolverine Trading
82
Wolverine Trading
Illinois
$1.94M +$481K +7,572 +31%
MFIMFI
83
Mesirow Financial Investment Management - Fixed Income
Illinois
$1.93M
HSA
84
Hussman Strategic Advisors
Maryland
$1.9M -$1.23M -19,400 -38%
Marshall Wace
85
Marshall Wace
United Kingdom
$1.81M +$1.88M +29,650 New
Ohio Public Employees Retirement System (OPERS)
86
Ohio Public Employees Retirement System (OPERS)
Ohio
$1.72M +$18.3K +288 +1%
EGM
87
Engineers Gate Manager
New York
$1.61M +$1.67M +26,346 New
NIPH
88
NN Investment Partners Holdings
Netherlands
$1.6M +$1.53M +24,100 +1,148%
WG
89
Winton Group
United Kingdom
$1.4M +$321K +5,062 +28%
DekaBank Deutsche Girozentrale
90
DekaBank Deutsche Girozentrale
Germany
$1.39M -$440K -6,934 -23%
Simplex Trading
91
Simplex Trading
Illinois
$1.35M +$89K +1,401 +7%
Deutsche Bank
92
Deutsche Bank
Germany
$1.32M -$139K -2,186 -9%
Royal Bank of Canada
93
Royal Bank of Canada
Ontario, Canada
$1.32M -$1.3M -20,509 -49%
FCM
94
FJ Capital Management
Virginia
$1.28M +$1.33M +21,000 New
ECM
95
ExodusPoint Capital Management
New York
$1.27M +$986K +15,533 +292%
Qube Research & Technologies (QRT)
96
Qube Research & Technologies (QRT)
United Kingdom
$1.26M +$325K +5,123 +33%
SEI Investments
97
SEI Investments
Pennsylvania
$1.26M +$53.3K +839 +4%
SG Americas Securities
98
SG Americas Securities
New York
$1.25M +$1.12M +17,652 +646%
SFI
99
Susquehanna Fundamental Investments
Pennsylvania
$1.22M +$1.27M +19,956 New
HT
100
HAP Trading
New York
$1.2M -$740K -11,653 -37%

PFSI Hedge Fund Activity: Q3 2021 in Review

200 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q3 2021, worth a combined $2.01B — down 1.1% from $2.03B a quarter earlier.

Fund positioning in PFSI was balanced in Q3 2021: 29 funds opened new positions, 29 closed out, 60 added to existing stakes and 87 trimmed.

The largest buyer was K2 Principal Fund, adding an estimated $40.7M. The largest seller was Basswood Capital Management, cutting an estimated $34.5M.

  • 200 institutional investors held PennyMac Financial (PFSI) as of Q3 2021, down from 202 in Q2 2021.
  • Funds reported $2.01B of PennyMac Financial stock for Q3 2021, down 1.1% quarter-over-quarter.
  • 29 funds opened new PennyMac Financial positions in Q3 2021 and 29 closed out, a net change of 0 holders.
  • The largest PennyMac Financial buyer in Q3 2021 was K2 Principal Fund, an estimated $40.7M added.
  • The largest PennyMac Financial seller in Q3 2021 was Basswood Capital Management, an estimated $34.5M sold.

Based on aggregated 13F filings for Q3 2021.