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PennyMac Financial
PFSI

130 hedge funds and large institutions have $1.21B invested in PennyMac Financial in 2019 Q3 according to their latest regulatory filings, with 37 funds opening new positions, 47 increasing their positions, 33 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

2,489% more call options, than puts

Call options by funds: $8.88M | Put options by funds: $343K

147% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 15

128% more capital invested

Capital invested by funds: $531M → $1.21B (+$682M)

42% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 33

20% more funds holding

Funds holding: 108 → 130 (+22)

20.26% more ownership

Funds ownership: 30.57% → 50.83% (+20%)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
130
Holders Change
+22
Holders Change %
+20.37%
% of All Funds
2.85%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
37
Increased
47
Reduced
33
Closed
15
Calls
$8.88M
Puts
$343K
Net Calls
+$8.54M
Net Calls Change
+$8.79M

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$420M
2
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$15.3M
3
Renaissance Technologies
Renaissance Technologies
New York
+$14.1M
4
JP Morgan Chase
JP Morgan Chase
New York
+$12M
5
Grantham, Mayo, Van Otterloo & Co (GMO)
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
+$5.35M

Top Sellers

Rank Fund Capital Flow
1
Vanguard Group
Vanguard Group
Pennsylvania
-$24.5M
2
LPC
Long Pond Capital
New York
-$16.8M
3
BCM
Basswood Capital Management
New York
-$8.27M
4
BAM
Bayview Asset Management
Florida
-$6.2M
5
CLG
Cooperman Leon G
-$6.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
SO
76
STRS Ohio
Ohio
$701K -$189K -7,000 -23%
LAM
77
Lingohr Asset Management
Germany
$696K +$618K +22,900 New
Victory Capital Management
78
Victory Capital Management
Texas
$688K +$611K +22,632 New
UBS Group
79
UBS Group
Switzerland
$661K +$380K +14,080 +184%
WAM
80
Wakefield Asset Management
Colorado
$597K +$530K +19,661 New
NA
81
Navellier & Associates
Nevada
$530K +$471K +17,462 New
Manulife (Manufacturers Life Insurance)
82
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$504K +$35.2K +1,305 +8%
AW
83
Alpha Windward
Massachusetts
$479K -$117K -4,320 -21%
AIG
84
American International Group
New York
$479K -$2.97K -110 -0.7%
AG
85
Aperio Group
California
$470K -$281K -10,408 -40%
QCM
86
Quantinno Capital Management
New York
$447K +$110K +4,070 +38%
State Board of Administration of Florida Retirement System
87
State Board of Administration of Florida Retirement System
Florida
$442K +$21.2K +787 +6%
ECM
88
ExodusPoint Capital Management
New York
$421K -$64.4K -2,388 -15%
Federated Hermes
89
Federated Hermes
Pennsylvania
$416K +$370K +13,705 New
Voloridge Investment Management
90
Voloridge Investment Management
Florida
$403K +$358K +13,263 New
Jane Street
91
Jane Street
New York
$398K -$527K -19,514 -60%
California Public Employees Retirement System
92
California Public Employees Retirement System
California
$392K +$50.3K +1,863 +17%
HSBC Holdings
93
HSBC Holdings
United Kingdom
$371K +$3.21K +119 +1%
MIM
94
MetLife Investment Management
New Jersey
$357K – – –
WCM
95
Weld Capital Management
New York
$348K +$309K +11,469 New
JG
96
Jefferies Group
New York
$334K +$296K +10,978 New
SRAM
97
Stone Ridge Asset Management
New York
$288K – – –
Allianz Asset Management
98
Allianz Asset Management
Germany
$286K -$324 -12 -0.1%
CI
99
Cavalier Investments
Georgia
$283K +$251K +9,300 New
BCM
100
Bayesian Capital Management
New York
$283K +$251K +9,316 New
2 3
4
5 6

PFSI Hedge Fund Activity: Q3 2019 in Review

130 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q3 2019, worth a combined $1.21B — up 128% from $531M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new PFSI positions and 15 closed out — a net gain of 22 holders — while 47 added to existing stakes and 33 trimmed.

The largest buyer was BlackRock, adding an estimated $420M. The largest seller was Vanguard Group, cutting an estimated $24.5M.

  • 130 institutional investors held PennyMac Financial (PFSI) as of Q3 2019, up from 108 in Q2 2019.
  • Funds reported $1.21B of PennyMac Financial stock for Q3 2019, up 128% quarter-over-quarter.
  • 37 funds opened new PennyMac Financial positions in Q3 2019 and 15 closed out, a net change of +22 holders.
  • The largest PennyMac Financial buyer in Q3 2019 was BlackRock, an estimated $420M added.
  • The largest PennyMac Financial seller in Q3 2019 was Vanguard Group, an estimated $24.5M sold.

Based on aggregated 13F filings for Q3 2019.