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PennyMac Financial
PFSI

108 hedge funds and large institutions have $531M invested in PennyMac Financial in 2019 Q2 according to their latest regulatory filings, with 29 funds opening new positions, 47 increasing their positions, 23 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

123% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 13

104% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 23

15% more funds holding

Funds holding: 94 → 108 (+14)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.45% less ownership

Funds ownership: 31.02% → 30.57% (-0.45%)

1% less capital invested

Capital invested by funds: $535M → $531M (-$3.71M)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $253K

Holders
108
Holders Change
+14
Holders Change %
+14.89%
% of All Funds
2.35%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
29
Increased
47
Reduced
23
Closed
13
Calls
–
Puts
$253K
Net Calls
-$253K
Net Calls Change
-$540K

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$10.5M
2
N
Nuveen
North Carolina
+$6.84M
3
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$6.46M
4
PCM
PAR Capital Management
Massachusetts
+$4.31M
5
SCM
Shoals Capital Management
Virginia
+$3.9M

Top Sellers

1
Vanguard Group
Vanguard Group
Pennsylvania
-$31.4M
2
CLG
Cooperman Leon G
-$15.5M
3
Morgan Stanley
Morgan Stanley
New York
-$7.51M
4
HAI
Hennessy Advisors Inc
California
-$2.74M
5
CAM
ClariVest Asset Management
California
-$2.35M
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
51
Royal Bank of Canada
Ontario, Canada
$918K -$38.7K -1,737 -4%
PPA
52
Parametric Portfolio Associates
Washington
$906K +$16.7K +749 +2%
SCM
53
Sterling Capital Management
North Carolina
$901K – – –
MAM
54
Martingale Asset Management
Massachusetts
$860K +$863K +38,747 New
California State Teachers Retirement System (CalSTRS)
55
California State Teachers Retirement System (CalSTRS)
California
$853K +$180K +8,102 +27%
Bank of America
56
Bank of America
North Carolina
$830K +$319K +14,339 +62%
RhumbLine Advisers
57
RhumbLine Advisers
Massachusetts
$793K +$97.4K +4,375 +14%
VF
58
Virtu Financial
New York
$789K +$792K +35,568 New
CS
59
Credit Suisse
Switzerland
$773K +$775K +34,804 New
Jane Street
60
Jane Street
New York
$723K +$726K +32,603 New
Marshall Wace
61
Marshall Wace
United Kingdom
$719K -$1.16M -52,208 -62%
Citigroup
62
Citigroup
New York
$708K +$568K +25,499 +396%
SO
63
STRS Ohio
Ohio
$667K +$35.6K +1,600 +6%
VRS
64
Virginia Retirement Systems
Virginia
$648K +$650K +29,200 New
TRCT
65
Tower Research Capital (TRC)
New York
$589K +$591K +26,560 New
AG
66
Aperio Group
California
$574K +$13.3K +596 +2%
New York State Common Retirement Fund
67
New York State Common Retirement Fund
New York
$568K +$57.9K +2,600 +11%
AW
68
Alpha Windward
Massachusetts
$489K +$447K +20,100 New
Barclays
69
Barclays
United Kingdom
$434K +$431K +19,361 +9,681%
APG Asset Management
70
APG Asset Management
Netherlands
$372K +$425K +19,100 New
ECM
71
ExodusPoint Capital Management
New York
$360K +$104K +4,653 +40%
AIG
72
American International Group
New York
$352K +$72.1K +3,240 +26%
Manulife (Manufacturers Life Insurance)
73
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$343K +$345K +15,478 New
Citadel Advisors
74
Citadel Advisors
Florida
$320K -$45.6K -2,048 -12%
State Board of Administration of Florida Retirement System
75
State Board of Administration of Florida Retirement System
Florida
$305K – – –
1 2
3
4 5

PFSI Hedge Fund Activity: Q2 2019 in Review

108 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q2 2019, worth a combined $531M — down 0.69% from $535M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new PFSI positions and 13 closed out — a net gain of 16 holders — while 47 added to existing stakes and 23 trimmed.

The largest buyer was T. Rowe Price Associates, adding an estimated $10.5M. The largest seller was Vanguard Group, cutting an estimated $31.4M.

  • 108 institutional investors held PennyMac Financial (PFSI) as of Q2 2019, up from 94 in Q1 2019.
  • Funds reported $531M of PennyMac Financial stock for Q2 2019, down 0.69% quarter-over-quarter.
  • 29 funds opened new PennyMac Financial positions in Q2 2019 and 13 closed out, a net change of +16 holders.
  • The largest PennyMac Financial buyer in Q2 2019 was T. Rowe Price Associates, an estimated $10.5M added.
  • The largest PennyMac Financial seller in Q2 2019 was Vanguard Group, an estimated $31.4M sold.

Based on aggregated 13F filings for Q2 2019.