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PennyMac Financial

175 hedge funds and large institutions have $1.73B invested in PennyMac Financial in 2023 Q1 according to their latest regulatory filings, with 27 funds opening new positions, 59 increasing their positions, 66 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more capital invested

Capital invested by funds: $1.5B → $1.73B (+$230M)

2.24% more ownership

Funds ownership: 57.02%59.26% (+2.2%)

2% less funds holding

Funds holding: 179175 (-4)

11% less repeat investments, than reductions

Existing positions increased: 59 | Existing positions reduced: 66

13% less first-time investments, than exits

New positions opened: 27 | Existing positions closed: 31

40% less funds holding in top 10

Funds holding in top 10: 53 (-2)

81% less call options, than puts

Call options by funds: $54.8M | Put options by funds: $286M

Holders
175
Holders Change
-4
Holders Change %
-2.23%
% of All Funds
2.79%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.05%
New
27
Increased
59
Reduced
66
Closed
31
Calls
$54.8M
Puts
$286M
Net Calls
-$231M
Net Calls Change
+$36M
Name Holding Trade Value Shares
Change
Change in
Stake
Walleye Capital
26
Walleye Capital
New York
$6.9M -$2.15M -34,800 -23%
Morgan Stanley
27
Morgan Stanley
New York
$6.46M +$1.54M +24,866 +30%
Swiss National Bank
28
Swiss National Bank
Switzerland
$5.48M -$972K -15,700 -15%
GCM
29
Gator Capital Management
Florida
$5.32M -$817K -13,200 -13%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$5.28M +$48.9M +790,151 +7,012%
SFI
31
Susquehanna Fundamental Investments
Pennsylvania
$5.09M
TD Asset Management
32
TD Asset Management
Ontario, Canada
$4.6M -$124K -2,006 -3%
First Trust Advisors
33
First Trust Advisors
Illinois
$4.22M -$721K -11,644 -14%
AACP
34
Advantage Alpha Capital Partners
California
$4.1M -$919K -14,847 -18%
SSA
35
Schonfeld Strategic Advisors
New York
$3.92M +$299K +4,834 +8%
WMSA
36
Weiss Multi-Strategy Advisers
New York
$3.88M +$1.57M +25,432 +64%
BCM
37
Bridgeway Capital Management
Texas
$3.68M +$3.82M +61,796 New
UBS AM
38
UBS AM
Illinois
$3.65M +$156K +2,526 +4%
Victory Capital Management
39
Victory Capital Management
Texas
$3.5M +$462K +7,457 +15%
Amundi
40
Amundi
France
$3.48M
Qube Research & Technologies (QRT)
41
Qube Research & Technologies (QRT)
United Kingdom
$3.32M +$2.28M +36,881 +196%
CS
42
Credit Suisse
Switzerland
$3.27M +$18.1K +293 +0.5%
PVM
43
Palogic Value Management
Texas
$3.2M -$1.94M -31,397 -37%
LSV Asset Management
44
LSV Asset Management
Illinois
$3.17M
Millennium Management
45
Millennium Management
New York
$3.12M -$3.4M -54,884 -51%
Principal Financial Group
46
Principal Financial Group
Iowa
$3.1M +$3.22M +52,034 New
Prudential Financial
47
Prudential Financial
New Jersey
$3.05M -$1.15M -18,600 -22%
California State Teachers Retirement System (CalSTRS)
48
California State Teachers Retirement System (CalSTRS)
California
$2.82M -$132K -2,134 -4%
PGCM
49
Prescott Group Capital Management
Oklahoma
$2.77M -$1.21M -19,498 -30%
Invesco
50
Invesco
Georgia
$2.74M -$4.89M -79,082 -63%

PFSI Hedge Fund Activity: Q1 2023 in Review

175 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q1 2023, worth a combined $1.73B — up 15% from $1.5B a quarter earlier.

Sellers outnumbered buyers: 31 funds closed out of PFSI and 27 opened new positions — a net loss of 4 holders — while 66 trimmed existing stakes and 59 added.

The largest buyer was Envestnet Asset Management, adding an estimated $48.9M. The largest seller was Boston Partners, exiting entirely with an estimated $19.2M sold.

  • 175 institutional investors held PennyMac Financial (PFSI) as of Q1 2023, down from 179 in Q4 2022.
  • Funds reported $1.73B of PennyMac Financial stock for Q1 2023, up 15% quarter-over-quarter.
  • 27 funds opened new PennyMac Financial positions in Q1 2023 and 31 closed out, a net change of -4 holders.
  • The largest PennyMac Financial buyer in Q1 2023 was Envestnet Asset Management, an estimated $48.9M added.
  • The largest PennyMac Financial seller in Q1 2023 was Boston Partners, an estimated $19.2M sold.

Based on aggregated 13F filings for Q1 2023.