We are live on ! Find out more
PFSI icon

PennyMac Financial

204 hedge funds and large institutions have $2.12B invested in PennyMac Financial in 2021 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 52 increasing their positions, 90 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 31

5% more capital invested

Capital invested by funds: $2.01B → $2.12B (+$103M)

2% more funds holding

Funds holding: 200204 (+4)

1.63% less ownership

Funds ownership: 53.05%51.42% (-1.6%)

13% less funds holding in top 10

Funds holding in top 10: 87 (-1)

42% less repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 90

63% less call options, than puts

Call options by funds: $119M | Put options by funds: $324M

Holders
204
Holders Change
+4
Holders Change %
+2%
% of All Funds
3.14%
Holding in Top 10
7
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-12.5%
% of All Funds
0.11%
New
37
Increased
52
Reduced
90
Closed
31
Calls
$119M
Puts
$324M
Net Calls
-$204M
Net Calls Change
-$16.2M
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
26
Invesco
Georgia
$14.4M +$276K +4,185 +2%
Jacobs Levy Equity Management
27
Jacobs Levy Equity Management
New Jersey
$13.2M +$3.73M +56,519 +42%
Voloridge Investment Management
28
Voloridge Investment Management
Florida
$11.8M -$5.01M -75,899 -31%
Goldman Sachs
29
Goldman Sachs
New York
$11.7M -$19.4M -294,189 -64%
Two Sigma Investments
30
Two Sigma Investments
New York
$10.9M +$8.23M +124,783 +392%
WA
31
Watchtower Advisors
Connecticut
$9.11M +$8.61M +130,476 New
D.E. Shaw & Co
32
D.E. Shaw & Co
New York
$8.41M -$4.56M -69,157 -36%
Citadel Advisors
33
Citadel Advisors
Florida
$8.37M -$1.84M -27,906 -19%
American Century Companies
34
American Century Companies
Missouri
$8.31M -$236K -3,571 -3%
Swiss National Bank
35
Swiss National Bank
Switzerland
$7.63M -$574K -8,700 -7%
Morgan Stanley
36
Morgan Stanley
New York
$7.25M -$1.2M -18,248 -15%
Man Group
37
Man Group
United Kingdom
$6.74M +$746K +11,309 +13%
First Trust Advisors
38
First Trust Advisors
Illinois
$6.37M +$1.75M +26,576 +41%
TD Asset Management
39
TD Asset Management
Ontario, Canada
$6.28M +$3.07M +46,451 +107%
GCM
40
Gator Capital Management
Florida
$5.72M +$5.41M +82,025 New
Wells Fargo
41
Wells Fargo
California
$5.47M -$158K -2,387 -3%
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
42
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$5.01M +$4.74M +71,800 New
SFI
43
Susquehanna Fundamental Investments
Pennsylvania
$4.72M +$3.15M +47,674 +239%
WMSA
44
Weiss Multi-Strategy Advisers
New York
$4.65M -$5.22M -79,138 -54%
Russell Investments Group
45
Russell Investments Group
United Kingdom
$4.58M -$910K -13,784 -17%
Bank of America
46
Bank of America
North Carolina
$4.51M -$1.33M -20,197 -24%
UBS AM
47
UBS AM
Illinois
$4.45M -$405K -6,144 -9%
PPA
48
Parametric Portfolio Associates
Washington
$4.35M +$87.6K +1,327 +2%
Prudential Financial
49
Prudential Financial
New Jersey
$4.16M +$120K +1,815 +3%
California State Teachers Retirement System (CalSTRS)
50
California State Teachers Retirement System (CalSTRS)
California
$4.12M -$168K -2,552 -4%

PFSI Hedge Fund Activity: Q4 2021 in Review

204 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q4 2021, worth a combined $2.12B — up 5.1% from $2.01B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new PFSI positions and 31 closed out — a net gain of 6 holders — while 52 added to existing stakes and 90 trimmed.

The largest buyer was MFN Partners, adding an estimated $29.3M. The largest seller was Basswood Capital Management, cutting an estimated $49.7M.

  • 204 institutional investors held PennyMac Financial (PFSI) as of Q4 2021, up from 200 in Q3 2021.
  • Funds reported $2.12B of PennyMac Financial stock for Q4 2021, up 5.1% quarter-over-quarter.
  • 37 funds opened new PennyMac Financial positions in Q4 2021 and 31 closed out, a net change of +6 holders.
  • The largest PennyMac Financial buyer in Q4 2021 was MFN Partners, an estimated $29.3M added.
  • The largest PennyMac Financial seller in Q4 2021 was Basswood Capital Management, an estimated $49.7M sold.

Based on aggregated 13F filings for Q4 2021.