We are live on ! Find out more
PFSI icon

PennyMac Financial
PFSI

100 hedge funds and large institutions have $340M invested in PennyMac Financial in 2017 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 37 increasing their positions, 30 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 3

23% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 30

15% more funds holding

Funds holding: 87 → 100 (+13)

0% less capital invested

Capital invested by funds: $341M → $340M (-$1.03M)

2.93% less ownership

Funds ownership: 91.74% → 88.81% (-2.9%)

39% less call options, than puts

Call options by funds: $186K | Put options by funds: $306K

Holders
100
Holders Change
+13
Holders Change %
+14.94%
% of All Funds
2.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
21
Increased
37
Reduced
30
Closed
3
Calls
$186K
Puts
$306K
Net Calls
-$120K
Net Calls Change
-$107K

Top Buyers

1
BlackRock
BlackRock
New York
+$8.2M
2
NI
Numeric Investors
Massachusetts
+$4.53M
3
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$3.22M
4
BCM
Basswood Capital Management
New York
+$2.5M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$1.83M

Top Sellers

1
MVP
Miller Value Partners
Florida
-$23.3M
2
Bank of America
Bank of America
North Carolina
-$6.08M
3
Renaissance Technologies
Renaissance Technologies
New York
-$4.28M
4
Deutsche Bank
Deutsche Bank
Germany
-$1.21M
5
NAP
New Amsterdam Partners
New York
-$1.12M
Name Holding Trade Value Shares
Change 		Change in
Stake
Invesco
26
Invesco
Georgia
$2.27M +$193K +11,150 +9%
Two Sigma Investments
27
Two Sigma Investments
New York
$2.07M +$805K +46,519 +62%
CEP
28
Chicago Equity Partners
Illinois
$2.04M -$864K -49,890 -29%
SCA
29
Secor Capital Advisors
New York
$1.94M +$1.63M +94,178 +477%
Bank of New York Mellon
30
Bank of New York Mellon
New York
$1.77M +$168K +9,701 +10%
NFA
31
Nationwide Fund Advisors
Ohio
$1.74M -$71.8K -4,147 -4%
D.E. Shaw & Co
32
D.E. Shaw & Co
New York
$1.68M +$367K +21,199 +27%
Wells Fargo
33
Wells Fargo
California
$1.5M +$1.24M +71,724 +444%
MVP
34
Miller Value Partners
Florida
$1.45M -$23.3M -1,344,050 -94%
TCIM
35
TIAA CREF Investment Management
New York
$1.29M +$662K +38,244 +102%
AQR Capital Management
36
AQR Capital Management
Connecticut
$1.18M +$1.2M +69,170 New
QI
37
QS Investors
New York
$1.18M +$1.19M +69,032 New
Susquehanna International Group
38
Susquehanna International Group
Pennsylvania
$1.12M +$130K +7,521 +13%
TA
39
Teachers Advisors
New York
$1.04M +$675K +38,975 +179%
OAM
40
Oxford Asset Management
United Kingdom
$1.03M +$70.1K +4,050 +7%
Thrivent Financial for Lutherans
41
Thrivent Financial for Lutherans
Minnesota
$1.03M +$1.04M +60,290 New
Norges Bank
42
Norges Bank
Norway
$934K +$949K +54,794 New
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$881K +$31.3K +1,809 +4%
MAM
44
Martingale Asset Management
Massachusetts
$797K -$589K -34,015 -42%
SCM
45
Sterling Capital Management
North Carolina
$784K +$32.7K +1,890 +4%
Prudential Financial
46
Prudential Financial
New Jersey
$698K -$534K -30,830 -43%
Two Sigma Advisers
47
Two Sigma Advisers
New York
$675K +$135K +7,800 +25%
Citadel Advisors
48
Citadel Advisors
Florida
$644K +$654K +37,783 New
SO
49
STRS Ohio
Ohio
$642K +$41.5K +2,400 +7%
Barclays
50
Barclays
United Kingdom
$637K +$637K +36,799 +6,290%
1
2
3 4 5

PFSI Hedge Fund Activity: Q1 2017 in Review

100 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q1 2017, worth a combined $340M — down 0.3% from $341M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new PFSI positions and 3 closed out — a net gain of 18 holders — while 37 added to existing stakes and 30 trimmed.

The largest buyer was BlackRock, adding an estimated $8.2M. The largest seller was Miller Value Partners, cutting an estimated $23.3M.

  • 100 institutional investors held PennyMac Financial (PFSI) as of Q1 2017, up from 87 in Q4 2016.
  • Funds reported $340M of PennyMac Financial stock for Q1 2017, down 0.3% quarter-over-quarter.
  • 21 funds opened new PennyMac Financial positions in Q1 2017 and 3 closed out, a net change of +18 holders.
  • The largest PennyMac Financial buyer in Q1 2017 was BlackRock, an estimated $8.2M added.
  • The largest PennyMac Financial seller in Q1 2017 was Miller Value Partners, an estimated $23.3M sold.

Based on aggregated 13F filings for Q1 2017.