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PennyMac Financial
PFSI

231 hedge funds and large institutions have $2.27B invested in PennyMac Financial in 2021 Q1 according to their latest regulatory filings, with 47 funds opening new positions, 71 increasing their positions, 93 reducing their positions, and 57 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more call options, than puts

Call options by funds: $118M | Put options by funds: $53.7M

0% more funds holding in top 10

Funds holding in top 10: 8 → 8 (0)

1.7% less ownership

Funds ownership: 50.81% → 49.11% (-1.7%)

5% less funds holding

Funds holding: 242 → 231 (-11)

6% less capital invested

Capital invested by funds: $2.41B → $2.27B (-$144M)

18% less first-time investments, than exits

New positions opened: 47 | Existing positions closed: 57

24% less repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 93

Holders
231
Holders Change
-11
Holders Change %
-4.55%
% of All Funds
4.06%
Holding in Top 10
8
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.14%
New
47
Increased
71
Reduced
93
Closed
57
Calls
$118M
Puts
$53.7M
Net Calls
+$64.6M
Net Calls Change
-$28.9M

Top Buyers

Rank Fund Capital Flow
1
MP
MFN Partners
Massachusetts
+$93.6M
2
SM
Senvest Management
New York
+$39.7M
3
BCM
Basswood Capital Management
New York
+$23.9M
4
GLA
Great Lakes Advisors
Illinois
+$16.1M
5
Jacobs Levy Equity Management
Jacobs Levy Equity Management
New Jersey
+$14.2M

Top Sellers

Rank Fund Capital Flow
1
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$69.6M
2
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$34.5M
3
SFM
Soros Fund Management
New York
-$28.4M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$27.4M
5
CCP
Clough Capital Partners
Massachusetts
-$27.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
FAIM
276
Financial Advocates Investment Management
Washington
– -$212K -3,227 Closed
BC
277
Bridgefront Capital
Texas
– -$207K -3,158 Closed
DAS
278
Dynamic Advisor Solutions
Arizona
– -$207K -3,149 Closed
PGAM
279
Princeton Global Asset Management
New Jersey
– -$131K -2,000 Closed
FFG
280
Fortem Financial Group
California
– -$94K -1,429 Closed
WAM
281
Wolverine Asset Management
Illinois
– -$93K -1,425 Closed
PWM
282
Perigon Wealth Management
California
– -$86K -1,310 Closed
DSC
283
Duncker Streett & Co
Missouri
– -$39K -600 Closed
IA
284
Inspire Advisors
Idaho
– -$20K -300 Closed
Northwestern Mutual Wealth Management
285
Northwestern Mutual Wealth Management
Wisconsin
– -$15K -229 Closed
ADIM
286
Alpha DNA Investment Management
Maryland
– -$2K -43 Closed
ASN
287
Advisory Services Network
Georgia
– -$2K -29 Closed
PWPS
288
Pinnacle Wealth Planning Services
Ohio
– -$1K -22 Closed
8 9 10 11
12

PFSI Hedge Fund Activity: Q1 2021 in Review

231 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q1 2021, worth a combined $2.27B — down 6% from $2.41B a quarter earlier.

Sellers outnumbered buyers: 57 funds closed out of PFSI and 47 opened new positions — a net loss of 10 holders — while 93 trimmed existing stakes and 71 added.

The largest buyer was MFN Partners, opening a new position worth an estimated $93.6M. The largest seller was Dimensional Fund Advisors, cutting an estimated $69.6M.

  • 231 institutional investors held PennyMac Financial (PFSI) as of Q1 2021, down from 242 in Q4 2020.
  • Funds reported $2.27B of PennyMac Financial stock for Q1 2021, down 6% quarter-over-quarter.
  • 47 funds opened new PennyMac Financial positions in Q1 2021 and 57 closed out, a net change of -10 holders.
  • The largest PennyMac Financial buyer in Q1 2021 was MFN Partners, an estimated $93.6M added.
  • The largest PennyMac Financial seller in Q1 2021 was Dimensional Fund Advisors, an estimated $69.6M sold.

Based on aggregated 13F filings for Q1 2021.