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PennyMac Financial

231 hedge funds and large institutions have $2.27B invested in PennyMac Financial in 2021 Q1 according to their latest regulatory filings, with 47 funds opening new positions, 71 increasing their positions, 93 reducing their positions, and 57 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more call options, than puts

Call options by funds: $118M | Put options by funds: $53.7M

0% more funds holding in top 10

Funds holding in top 10: 88 (0)

1.7% less ownership

Funds ownership: 50.81%49.11% (-1.7%)

5% less funds holding

Funds holding: 242231 (-11)

6% less capital invested

Capital invested by funds: $2.41B → $2.27B (-$144M)

18% less first-time investments, than exits

New positions opened: 47 | Existing positions closed: 57

24% less repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 93

Holders
231
Holders Change
-11
Holders Change %
-4.55%
% of All Funds
4.06%
Holding in Top 10
8
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
47
Increased
71
Reduced
93
Closed
57
Calls
$118M
Puts
$53.7M
Net Calls
+$64.6M
Net Calls Change
-$28.9M
Name Holding Trade Value Shares
Change
Change in
Stake
SC
251
Shay Capital
New York
-$984K -15,000 Closed
VI
252
Vestcor Inc
New Brunswick, Canada
-$931K -14,195 Closed
Nomura Holdings
253
Nomura Holdings
Japan
-$883K -13,469 Closed
PM
254
Precept Management
Texas
-$722K -11,000 Closed
HF
255
HRT Financial
New York
-$698K -10,647 Closed
PP
256
Paloma Partners
Connecticut
-$688K -10,488 Closed
DTL
257
Dynamic Technology Lab
Singapore
-$680K -10,357 Closed
VF
258
Virtu Financial
New York
-$678K -10,334 Closed
Canada Pension Plan Investment Board
259
Canada Pension Plan Investment Board
Ontario, Canada
-$663K -10,100 Closed
BFM
260
Boothbay Fund Management
New York
-$527K -8,030 Closed
Lido Advisors
261
Lido Advisors
California
-$480K -7,329 Closed
NL
262
NKCFO LLC
Illinois
-$367K -5,600 Closed
Squarepoint
263
Squarepoint
New York
-$359K -5,467 Closed
TC
264
TwinBeech Capital
New York
-$351K -5,350 Closed
RC
265
RBF Capital
California
-$328K -5,000 Closed
SIA
266
SkyView Investment Advisors
New Jersey
-$319K -4,860 Closed
TI
267
Trexquant Investment
Connecticut
-$313K -4,771 Closed
Qube Research & Technologies (QRT)
268
Qube Research & Technologies (QRT)
United Kingdom
-$291K -4,430 Closed
CG
269
Cutler Group
California
-$271K -4,367 Closed
SS
270
Simplicity Solutions
Minnesota
-$270K -4,114 Closed
BIM
271
Bogle Investment Management
Massachusetts
-$262K -4,000 Closed
ACM
272
AlphaCrest Capital Management
New York
-$243K -3,700 Closed
Verition Fund Management
273
Verition Fund Management
Connecticut
-$237K -3,617 Closed
MSL
274
Mackay Shields LLC
New York
-$223K -3,400 Closed
HSBC Holdings
275
HSBC Holdings
United Kingdom
-$221K -3,392 Closed

PFSI Hedge Fund Activity: Q1 2021 in Review

231 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q1 2021, worth a combined $2.27B — down 6% from $2.41B a quarter earlier.

Sellers outnumbered buyers: 57 funds closed out of PFSI and 47 opened new positions — a net loss of 10 holders — while 93 trimmed existing stakes and 71 added.

The largest buyer was MFN Partners, opening a new position worth an estimated $93.6M. The largest seller was Dimensional Fund Advisors, cutting an estimated $69.6M.

  • 231 institutional investors held PennyMac Financial (PFSI) as of Q1 2021, down from 242 in Q4 2020.
  • Funds reported $2.27B of PennyMac Financial stock for Q1 2021, down 6% quarter-over-quarter.
  • 47 funds opened new PennyMac Financial positions in Q1 2021 and 57 closed out, a net change of -10 holders.
  • The largest PennyMac Financial buyer in Q1 2021 was MFN Partners, an estimated $93.6M added.
  • The largest PennyMac Financial seller in Q1 2021 was Dimensional Fund Advisors, an estimated $69.6M sold.

Based on aggregated 13F filings for Q1 2021.