PennyMac Financial
PFSI
204 hedge funds and large institutions have $2.12B invested in PennyMac Financial in 2021 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 52 increasing their positions, 90 reducing their positions, and 31 closing their positions.
19% more first-time investments, than exits
New positions opened: 37 | Existing positions closed: 31
5% more capital invested
Capital invested by funds: $2.01B → $2.12B (+$103M)
2% more funds holding
Funds holding: 200 → 204 (+4)
1.63% less ownership
Funds ownership: 53.05% → 51.42% (-1.6%)
13% less funds holding in top 10
Funds holding in top 10: 8 → 7 (-1)
42% less repeat investments, than reductions
Existing positions increased: 52 | Existing positions reduced: 90
63% less call options, than puts
Call options by funds: $119M | Put options by funds: $324M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
MP
MFN Partners
Boston,
Massachusetts
|
+$29.3M |
| 2 |
KPF
K2 Principal Fund
Toronto,
Ontario, Canada
|
+$21.6M |
| 3 |
Dimensional Fund Advisors
Austin,
Texas
|
+$15.3M |
| 4 |
Allianz Asset Management
Munich,
Germany
|
+$10.6M |
| 5 |
CCP
Clough Capital Partners
Boston,
Massachusetts
|
+$10.6M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BCM
Basswood Capital Management
New York
|
-$49.7M |
| 2 |
PCM
PAR Capital Management
Boston,
Massachusetts
|
-$42.3M |
| 3 |
BCM
BlueCrest Capital Management
St Helier,
Jersey
|
-$24.4M |
| 4 |
CLG
Cooperman Leon G
|
-$21.9M |
| 5 |
Goldman Sachs
New York
|
-$19.4M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
HIIFS
226
Harel Insurance Investments & Financial Services
Ramat Gan,
Israel
| – | -$245K | -4,000 | Closed |
|
227
CI Investments Inc
Toronto,
Ontario, Canada
| – | -$101K | -1,658 | Closed |
|
228
Toronto Dominion Bank
Toronto, Ontario,
Ontario, Canada
| – | -$109K | -1,656 | -100% |
|
229
Acadian Asset Management
Boston,
Massachusetts
| – | -$48K | -793 | Closed |
|
|
CFA
230
Cahill Financial Advisors
Edina,
Minnesota
| – | -$5K | -83 | Closed |
|
231
Rockefeller Capital Management
New York
| – | -$4K | -75 | Closed |
|
232
Parallax Volatility Advisers
San Francisco,
California
| – | -$3.83K | -58 | Closed |
|
|
CI
233
Cordant Inc
Portland,
Oregon
| – | -$1K | -20 | Closed |
|
|
JWA
234
JFS Wealth Advisors
Hermitage,
Pennsylvania
| – | +$330 | +5 | New |
|
|
SC
235
Schubert & Co
Mckinney,
Texas
| – | +$330 | +5 | New |
|
|
CT
236
Cambridge Trust
Cambridge,
Massachusetts
| – | +$462 | +7 | New |
|
PFSI Hedge Fund Activity: Q4 2021 in Review
204 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q4 2021, worth a combined $2.12B — up 5.1% from $2.01B a quarter earlier.
Buyers outnumbered sellers: 37 funds opened new PFSI positions and 31 closed out — a net gain of 6 holders — while 52 added to existing stakes and 90 trimmed.
The largest buyer was MFN Partners, adding an estimated $29.3M. The largest seller was Basswood Capital Management, cutting an estimated $49.7M.
- 204 institutional investors held PennyMac Financial (PFSI) as of Q4 2021, up from 200 in Q3 2021.
- Funds reported $2.12B of PennyMac Financial stock for Q4 2021, up 5.1% quarter-over-quarter.
- 37 funds opened new PennyMac Financial positions in Q4 2021 and 31 closed out, a net change of +6 holders.
- The largest PennyMac Financial buyer in Q4 2021 was MFN Partners, an estimated $29.3M added.
- The largest PennyMac Financial seller in Q4 2021 was Basswood Capital Management, an estimated $49.7M sold.
Based on aggregated 13F filings for Q4 2021.