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PennyMac Financial

242 hedge funds and large institutions have $2.41B invested in PennyMac Financial in 2020 Q4 according to their latest regulatory filings, with 60 funds opening new positions, 81 increasing their positions, 82 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more call options, than puts

Call options by funds: $160M | Put options by funds: $67M

54% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 39

10% more capital invested

Capital invested by funds: $2.2B → $2.41B (+$217M)

9% more funds holding

Funds holding: 223242 (+19)

1% less repeat investments, than reductions

Existing positions increased: 81 | Existing positions reduced: 82

1.64% less ownership

Funds ownership: 52.45%50.81% (-1.6%)

11% less funds holding in top 10

Funds holding in top 10: 98 (-1)

Holders
242
Holders Change
+19
Holders Change %
+8.52%
% of All Funds
4.28%
Holding in Top 10
8
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-11.11%
% of All Funds
0.14%
New
60
Increased
81
Reduced
82
Closed
39
Calls
$160M
Puts
$67M
Net Calls
+$93.5M
Net Calls Change
-$30.5M
Name Holding Trade Value Shares
Change
Change in
Stake
PP
226
Pacifica Partners
Canada
$17K +$14.9K +250 New
PFBT
227
Parkside Financial Bank & Trust
Missouri
$16K -$5.59K -94 -28%
Northwestern Mutual Wealth Management
228
Northwestern Mutual Wealth Management
Wisconsin
$15K +$13.6K +229 New
VCM
229
Versant Capital Management
Arizona
$8K
HWM
230
HighMark Wealth Management
Minnesota
$7K
WB
231
Webster Bank
Connecticut
$7K
TFM
232
TFC Financial Management
Massachusetts
$6K +$2.2K +37 +77%
CFGS
233
Concourse Financial Group Securities
Alabama
$6K +$5K +84 New
SFS
234
Sowell Financial Services
Arkansas
$5K
TWA
235
TCI Wealth Advisors
Arizona
$5K
OIA
236
Optimum Investment Advisors
Illinois
$4K
ASN
237
Advisory Services Network
Georgia
$2K
ADIM
238
Alpha DNA Investment Management
Maryland
$2K +$2.56K +43 New
AIG
239
American International Group
New York
$1.62K -$42.1K -707 -3%
AssetMark Inc
240
AssetMark Inc
California
$1K -$238 -4 -27%
FHA
241
First Horizon Advisors
Tennessee
$1K +$1.31K +22 New
PWPS
242
Pinnacle Wealth Planning Services
Ohio
$1K +$1.31K +22 New
BCA
243
Berman Capital Advisors
Georgia
$1K +$1.37K +23 New
CGM
244
Capital Growth Management
Massachusetts
-$17.7M -305,000 Closed
SCM
245
SG Capital Management
Illinois
-$6.54M -112,470 Closed
Voloridge Investment Management
246
Voloridge Investment Management
Florida
-$5.81M -100,038 Closed
FP
247
Foundry Partners
Minnesota
-$5.68M -97,671 Closed
Wellington Management Group
248
Wellington Management Group
Massachusetts
-$4.96M -85,425 Closed
EMFAT
249
Emerald Mutual Fund Advisers Trust
Pennsylvania
-$4.31M -74,190 Closed
MPAM
250
Monarch Partners Asset Management
Massachusetts
-$4.05M -69,726 Closed

PFSI Hedge Fund Activity: Q4 2020 in Review

242 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q4 2020, worth a combined $2.41B — up 9.9% from $2.2B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new PFSI positions and 39 closed out — a net gain of 21 holders — while 81 added to existing stakes and 82 trimmed.

The largest buyer was BlackRock, adding an estimated $48.9M. The largest seller was T. Rowe Price Associates, cutting an estimated $68.1M.

  • 242 institutional investors held PennyMac Financial (PFSI) as of Q4 2020, up from 223 in Q3 2020.
  • Funds reported $2.41B of PennyMac Financial stock for Q4 2020, up 9.9% quarter-over-quarter.
  • 60 funds opened new PennyMac Financial positions in Q4 2020 and 39 closed out, a net change of +21 holders.
  • The largest PennyMac Financial buyer in Q4 2020 was BlackRock, an estimated $48.9M added.
  • The largest PennyMac Financial seller in Q4 2020 was T. Rowe Price Associates, an estimated $68.1M sold.

Based on aggregated 13F filings for Q4 2020.