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PennyMac Financial

223 hedge funds and large institutions have $2.2B invested in PennyMac Financial in 2020 Q3 according to their latest regulatory filings, with 61 funds opening new positions, 57 increasing their positions, 92 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

415% more call options, than puts

Call options by funds: $154M | Put options by funds: $29.9M

177% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 22

35% more capital invested

Capital invested by funds: $1.63B → $2.2B (+$569M)

21% more funds holding

Funds holding: 185223 (+38)

3.27% more ownership

Funds ownership: 49.18%52.45% (+3.3%)

36% less funds holding in top 10

Funds holding in top 10: 149 (-5)

38% less repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 92

Holders
223
Holders Change
+38
Holders Change %
+20.54%
% of All Funds
4.5%
Holding in Top 10
9
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-35.71%
% of All Funds
0.18%
New
61
Increased
57
Reduced
92
Closed
22
Calls
$154M
Puts
$29.9M
Net Calls
+$124M
Net Calls Change
+$87.3M
Name Holding Trade Value Shares
Change
Change in
Stake
PI
226
PEAK6 Investments
Illinois
-$2.67M -53,808 Closed
MWNA
227
Marshall Wace North America
New York
-$2.22M -53,138 Closed
Two Sigma Advisers
228
Two Sigma Advisers
New York
-$1.57M -37,600 Closed
CLCM
229
Crawford Lake Capital Management
New Jersey
-$1.47M -35,165 Closed
Connor, Clark & Lunn Investment Management (CC&L)
230
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
-$1.43M -34,119 Closed
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
231
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
-$1.19M -28,400 Closed
MGIM
232
M&G Investment Management
United Kingdom
-$1.12M -26,569 Closed
MAM
233
Martingale Asset Management
Massachusetts
-$638K -15,256 Closed
RA
234
Royce & Associates
New York
-$418K -10,000 Closed
CA
235
Cetera Advisors
Colorado
-$417K -9,989 Closed
Walleye Capital
236
Walleye Capital
New York
-$364K -8,700 Closed
APG Asset Management
237
APG Asset Management
Netherlands
-$322K -8,642 Closed
Marshall Wace
238
Marshall Wace
United Kingdom
-$303K -7,224 Closed
NIT
239
NumerixS Investment Technologies
British Columbia, Canada
-$280K -6,698 Closed
VFA
240
Voya Financial Advisors
Connecticut
-$228K -5,573 Closed
FFG
241
Fortem Financial Group
California
-$207K -4,956 Closed
AIM
242
Aigen Investment Management
New York
-$202K -4,843 Closed
KPW
243
Kore Private Wealth
New York
-$30K -730 Closed
PFWA
244
Paces Ferry Wealth Advisors
Georgia
+$396 +8 New

PFSI Hedge Fund Activity: Q3 2020 in Review

223 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in PennyMac Financial (PFSI) for Q3 2020, worth a combined $2.2B — up 35% from $1.63B a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new PFSI positions and 22 closed out — a net gain of 39 holders — while 57 added to existing stakes and 92 trimmed.

The largest buyer was Basswood Capital Management, adding an estimated $22.7M. The largest seller was Senvest Management, cutting an estimated $42.2M.

  • 223 institutional investors held PennyMac Financial (PFSI) as of Q3 2020, up from 185 in Q2 2020.
  • Funds reported $2.2B of PennyMac Financial stock for Q3 2020, up 35% quarter-over-quarter.
  • 61 funds opened new PennyMac Financial positions in Q3 2020 and 22 closed out, a net change of +39 holders.
  • The largest PennyMac Financial buyer in Q3 2020 was Basswood Capital Management, an estimated $22.7M added.
  • The largest PennyMac Financial seller in Q3 2020 was Senvest Management, an estimated $42.2M sold.

Based on aggregated 13F filings for Q3 2020.