PFN

PIMCO Income Strategy Fund II
PFN

Overview Fund Activity

69 hedge funds and large institutions have $116M invested in PIMCO Income Strategy Fund II in 2014 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
69
Holders Change
-3
Holders Change %
-4.17%
% of All Funds
1.98%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
21
Reduced
19
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$19.9M
2
U
2
UBS
Switzerland
$5.17M
3
Cohen & Steers
3
Cohen & Steers
New York
$12.2M
4
HK
4
Horizon Kinetics
New York
$18.1M
5
BRWA
5
B. Riley Wealth Advisors
Florida
$1.47M

Top Sellers

1
Invesco
1
Invesco
Georgia
$6.44M
2
ACM
2
Advisors Capital Management
New Jersey
$0
3
RCM
3
Rivernorth Capital Management
Florida
$14.5M
4
Citigroup
4
Citigroup
New York
$713K
5
SFS
5
Shaker Financial Services
Virginia
$1.73M
Name Holding Trade Value Shares
Change 		Shares
Change %
PWM
51
ParenteBeard Wealth Management
Pennsylvania
$119K – – –
WS
52
Wedbush Securities
California
$111K +$111K +10,009 New
Ameriprise
53
Ameriprise
Minnesota
$88K +$8.85K +802 +11%
MSFP
54
Mark Sheptoff Financial Planning
Connecticut
$83K -$47.4K -4,267 -36%
MFS
55
MSI Financial Services
Massachusetts
$63K -$12.5K -1,130 -17%
RFA
56
Reilly Financial Advisors
California
$56K – – –
First Manhattan
57
First Manhattan
New York
$55K – – –
S
58
SignatureFD
Georgia
$50K +$50K +4,500 New
BFEC
59
Benjamin F. Edwards & Company
Missouri
$40K +$15.9K +1,450 +66%
MA
60
MUFG Americas
New York
$26K -$650K -58,500 -96%
HCM
61
Highlander Capital Management
New Jersey
$21.4K – – –
Envestnet Asset Management
62
Envestnet Asset Management
Illinois
$21K – – –
DADC
63
D.A. Davidson & Co
Montana
$21K – – –
FCCM
64
First City Capital Management
Georgia
$16.6K – – –
OIA
65
Optimum Investment Advisors
Illinois
$13K – – –
Fifth Third Bancorp
66
Fifth Third Bancorp
Ohio
$11K – – –
WA
67
WFG Advisors
Texas
$7K – – –
SSB
68
Sandy Spring Bank
Maryland
$6K – – –
CFA
69
Carroll Financial Associates
North Carolina
$1K – – –
ACM
70
Advisors Capital Management
New Jersey
– -$3.13M -300,721 Closed
ICAS
71
Investors Capital Advisory Services
Massachusetts
– -$174K -16,865 Closed
Goldman Sachs
72
Goldman Sachs
New York
– -$158K -15,201 Closed
Barclays
73
Barclays
United Kingdom
– -$123K -12,300 Closed
WKWM
74
Walter & Keenan Wealth Management
Indiana
– -$104K -10,000 Closed
USGIU
75
U.S. Global Investors (USGI)
Texas
– -$104K -10,000 Closed
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