PFN

PIMCO Income Strategy Fund II
PFN

Overview Fund Activity

72 hedge funds and large institutions have $105M invested in PIMCO Income Strategy Fund II in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 20 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
72
Holders Change
+2
Holders Change %
+2.86%
% of All Funds
2.08%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
20
Reduced
19
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
$14.7M
2
HK
Horizon Kinetics
New York
$16.3M
3
SFS
Shaker Financial Services
Virginia
$2.52M
4
U
UBS
Switzerland
$2.72M
5
Cohen & Steers
Cohen & Steers
New York
$10.4M

Top Sellers

1
ACM
Advisors Capital Management
New Jersey
$3.13M
2
Invesco
Invesco
Georgia
$4.66M
3
LPL Financial
LPL Financial
California
$1.96M
4
Wells Fargo
Wells Fargo
California
$1.35M
5
ICAS
Investors Capital Advisory Services
Massachusetts
$174K
Name Holding Trade Value Shares
Change 		Shares
Change %
MSFP
51
Mark Sheptoff Financial Planning
Connecticut
$122K +$122K +11,738 New
SF
52
Synovus Financial
Georgia
$115K +$1.46K +140 +1%
PWM
53
ParenteBeard Wealth Management
Pennsylvania
$112K – – –
USGIU
54
U.S. Global Investors (USGI)
Texas
$104K – – –
WKWM
55
Walter & Keenan Wealth Management
Indiana
$104K +$104K +10,000 New
Ameriprise
56
Ameriprise
Minnesota
$75K +$58.3K +5,575 +348%
KCPG
57
Kavar Capital Partners Group
Kansas
$72K – – –
MFS
58
MSI Financial Services
Massachusetts
$71K +$9.63K +925 +16%
First Manhattan
59
First Manhattan
New York
$52K – – –
RFA
60
Reilly Financial Advisors
California
$52K +$52K +5,037 New
BFEC
61
Benjamin F. Edwards & Company
Missouri
$23K +$10.5K +1,000 +83%
Creative Planning
62
Creative Planning
Kansas
$21K +$21K +2,000 New
HCM
63
Highlander Capital Management
New Jersey
$20.1K – – –
DADC
64
D.A. Davidson & Co
Montana
$20K – – –
Envestnet Asset Management
65
Envestnet Asset Management
Illinois
$19K -$2.24K -219 -11%
FCCM
66
First City Capital Management
Georgia
$15.6K +$15.6K +1,500 New
OIA
67
Optimum Investment Advisors
Illinois
$12K – – –
Fifth Third Bancorp
68
Fifth Third Bancorp
Ohio
$10K – – –
WA
69
WFG Advisors
Texas
$7K – – –
Bank of Montreal
70
Bank of Montreal
Ontario, Canada
$5K – – –
SSB
71
Sandy Spring Bank
Maryland
$5K – – –
CFA
72
Carroll Financial Associates
North Carolina
$1K – – –
SG Americas Securities
73
SG Americas Securities
New York
– -$456K -45,844 Closed
LWM
74
Lyons Wealth Management
Florida
– -$360K -35,837 Closed
VKH
75
Virtu KCG Holdings
New York
– -$218K -21,942 Closed
1 2
3
4