PFN

PIMCO Income Strategy Fund II
PFN

Overview Fund Activity

70 hedge funds and large institutions have $106M invested in PIMCO Income Strategy Fund II in 2013 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 16 increasing their positions, 21 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
+10
Holders Change %
+16.67%
% of All Funds
2.03%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
16
Reduced
21
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ACM
1
Advisors Capital Management
New Jersey
$10.1M
2
CCM
2
Coe Capital Management
Illinois
$1.71M
3
SFS
3
Shaker Financial Services
Virginia
$1.59M
4
Cohen & Steers
4
Cohen & Steers
New York
$9.39M
5
SG Americas Securities
5
SG Americas Securities
New York
$456K

Top Sellers

1
Invesco
1
Invesco
Georgia
$3.74M
2
Wells Fargo
2
Wells Fargo
California
$2.42M
3
FFA
3
First Foundation Advisors
California
$5.2M
4
Creative Planning
4
Creative Planning
Kansas
$0
5
Goldman Sachs
5
Goldman Sachs
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
WS
51
Wedbush Securities
California
$111K +$1.38K +139 +1%
SF
52
Synovus Financial
Georgia
$109K +$1.38K +138 +1%
PWM
53
ParenteBeard Wealth Management
Pennsylvania
$107K +$107K +10,734 New
USGIU
54
U.S. Global Investors (USGI)
Texas
$99K +$19.8K +2,000 +25%
UGIF
55
US Global Investors Funds
Maine
$99K +$99K +10,000 New
KCPG
56
Kavar Capital Partners Group
Kansas
$69K +$69K +7,000 New
MFS
57
MSI Financial Services
Massachusetts
$59K +$4K +400 +7%
First Manhattan
58
First Manhattan
New York
$49K – – –
Envestnet Asset Management
59
Envestnet Asset Management
Illinois
$21K +$21K +2,079 New
HCM
60
Highlander Capital Management
New Jersey
$19.2K -$20.3K -2,045 -51%
DADC
61
D.A. Davidson & Co
Montana
$19K +$19K +1,950 New
Ameriprise
62
Ameriprise
Minnesota
$16K – – –
OIA
63
Optimum Investment Advisors
Illinois
$12K – – –
BFEC
64
Benjamin F. Edwards & Company
Missouri
$12K +$12K +1,200 New
WCM
65
Windsor Capital Management
Arizona
$10K – – –
Fifth Third Bancorp
66
Fifth Third Bancorp
Ohio
$10K – – –
WA
67
WFG Advisors
Texas
$7K – – –
SSB
68
Sandy Spring Bank
Maryland
$5K – – –
Bank of Montreal
69
Bank of Montreal
Ontario, Canada
$5K – – –
TRCT
70
Tower Research Capital (TRC)
New York
$2K -$60.2K -6,015 -97%
CFA
71
Carroll Financial Associates
North Carolina
$1K – – –
Creative Planning
72
Creative Planning
Kansas
– -$816K -80,000 Closed
Goldman Sachs
73
Goldman Sachs
New York
– -$554K -54,361 Closed
TU
74
TDAM USA
Ontario, Canada
– -$110K -10,760 Closed
Deutsche Bank
75
Deutsche Bank
Germany
– -$7K -700 Closed
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