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PennantPark Floating Rate Capital
PFLT

Name Holding Trade Value Shares
Change 		Change in
Stake
PA
26
PFG Advisors
Arizona
$1.93M -$28.8K -2,244 -2%
GIM
27
Greenwich Investment Management
Connecticut
$1.93M -$21.4K -1,670 -1%
CIM
28
Confluence Investment Management
Missouri
$1.8M +$33.4K +2,606 +2%
HighTower Advisors
29
HighTower Advisors
Illinois
$1.62M +$46.2K +3,596 +3%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$1.57M – – –
AR
31
Advisory Research
Illinois
$1.44M -$65.2K -5,078 -4%
TFCM
32
Taylor Frigon Capital Management
Arizona
$1.39M -$39K -3,035 -3%
SMDAM
33
Sumitomo Mitsui DS Asset Management
Japan
$1.33M -$73K -5,686 -5%
MCM
34
McKinley Capital Management
Alaska
$1.32M +$475 +37 +0%
Wells Fargo
35
Wells Fargo
California
$1.26M -$1.53K -119 -0.1%
CL
36
CSS LLC
Illinois
$1.23M – – –
RIG
37
Roosevelt Investment Group
New York
$1.19M +$3.95K +308 +0.3%
MCM
38
Monument Capital Management
Virginia
$1.18M -$18.9K -1,474 -2%
FCH
39
Freestone Capital Holdings
Washington
$1.09M -$71K -5,529 -6%
D.E. Shaw & Co
40
D.E. Shaw & Co
New York
$1.02M +$587K +45,703 +134%
GC
41
Guggenheim Capital
Illinois
$1.02M -$55.8K -4,347 -5%
KCM
42
Kennedy Capital Management
Missouri
$880K -$342K -26,660 -28%
P
43
&Partners
Tennessee
$774K +$6.37K +496 +0.8%
OAM
44
Oxford Asset Management
United Kingdom
$744K +$501K +39,030 +205%
YCM
45
Yakira Capital Management
Connecticut
$696K – – –
WA
46
Wambolt & Associates
Colorado
$641K +$65.5K +5,102 +11%
OIA
47
Optimum Investment Advisors
Illinois
$617K -$30.3K -2,357 -5%
AG
48
AlphaSimPlex Group
Massachusetts
$601K +$602K +46,896 New
JP Morgan Chase
49
JP Morgan Chase
New York
$573K +$142K +11,080 +33%
Susquehanna International Group
50
Susquehanna International Group
Pennsylvania
$485K +$25K +1,945 +5%
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