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PennantPark Floating Rate Capital
PFLT

Name Holding Trade Value Shares
Change 		Change in
Stake
CIM
26
Confluence Investment Management
Missouri
$1.6M +$630K +49,843 +56%
CCM
27
Castine Capital Management
Massachusetts
$1.43M +$1.56M +123,200 New
HighTower Advisors
28
HighTower Advisors
Illinois
$1.42M +$5.35K +423 +0.3%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$1.42M +$557K +44,060 +56%
AR
30
Advisory Research
Illinois
$1.36M -$237K -18,752 -14%
TFCM
31
Taylor Frigon Capital Management
Arizona
$1.29M +$17.8K +1,408 +1%
SMDAM
32
Sumitomo Mitsui DS Asset Management
Japan
$1.26M -$222K -17,574 -14%
MCM
33
McKinley Capital Management
Alaska
$1.19M -$73.9K -5,840 -5%
Wells Fargo
34
Wells Fargo
California
$1.14M -$58.2K -4,598 -4%
CL
35
CSS LLC
Illinois
$1.11M – – –
KCM
36
Kennedy Capital Management
Missouri
$1.1M +$1.21M +95,350 New
MCM
37
Monument Capital Management
Virginia
$1.08M +$81.5K +6,441 +7%
RIG
38
Roosevelt Investment Group
New York
$1.07M +$1.17M +92,687 New
FCH
39
Freestone Capital Holdings
Washington
$1.05M +$69.9K +5,529 +7%
GC
40
Guggenheim Capital
Illinois
$969K -$39.3K -3,108 -4%
Arrowstreet Capital
41
Arrowstreet Capital
Massachusetts
$829K +$907K +71,680 New
SCM
42
Shelton Capital Management
Colorado
$798K – – –
P
43
&Partners
Tennessee
$693K +$758K +59,931 New
YCM
44
Yakira Capital Management
Connecticut
$629K – – –
OIA
45
Optimum Investment Advisors
Illinois
$585K -$11.2K -889 -2%
WA
46
Wambolt & Associates
Colorado
$514K +$562K +44,400 New
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
$415K +$454K +35,883 New
WS
48
Wedbush Securities
California
$398K +$11.7K +925 +3%
D.E. Shaw & Co
49
D.E. Shaw & Co
New York
$395K -$23.5K -1,856 -5%
JP Morgan Chase
50
JP Morgan Chase
New York
$389K -$116K -9,136 -21%
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