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Penumbra

222 hedge funds and large institutions have $4.52B invested in Penumbra in 2019 Q3 according to their latest regulatory filings, with 51 funds opening new positions, 88 increasing their positions, 55 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

60% more repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 55

38% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 37

19% more call options, than puts

Call options by funds: $41.3M | Put options by funds: $34.6M

9.92% more ownership

Funds ownership: 86.75%96.67% (+9.9%)

7% more funds holding

Funds holding: 208222 (+14)

6% less capital invested

Capital invested by funds: $4.82B → $4.52B (-$298M)

Holders
222
Holders Change
+14
Holders Change %
+6.73%
% of All Funds
4.87%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.09%
New
51
Increased
88
Reduced
55
Closed
37
Calls
$41.3M
Puts
$34.6M
Net Calls
+$6.71M
Net Calls Change
+$11.5M
Name Holding Trade Value Shares
Change
Change in
Stake
HS
201
Horan Securities
United States
$34K
AAM
202
Advisors Asset Management
Colorado
$30K +$10.7K +69 +44%
AI
203
ArchPoint Investors
Florida
$27K
AG
204
Advisor Group
Arizona
$22K -$2.17K -14 -8%
Rockefeller Capital Management
205
Rockefeller Capital Management
New York
$20K
NIT
206
NumerixS Investment Technologies
British Columbia, Canada
$13K -$232K -1,500 -94%
EWM
207
Endurance Wealth Management
Rhode Island
$13K
CIA
208
CSat Investment Advisory
Michigan
$12K +$2.63K +17 +23%
CCA
209
Catalyst Capital Advisors
New York
$12K +$3.71K +24 +38%
US Bancorp
210
US Bancorp
Minnesota
$6K +$1.24K +8 +21%
RCAG
211
Rehmann Capital Advisory Group
Michigan
$5.78K -$9.44K -61 -59%
Parallax Volatility Advisers
212
Parallax Volatility Advisers
California
$5K +$2.32K +15 +65%
FHA
213
First Horizon Advisors
Tennessee
$5K +$5.57K +36 New
BFEC
214
Benjamin F. Edwards & Company
Missouri
$3K
SF
215
Synovus Financial
Georgia
$3K
QCG
216
Quadrant Capital Group
Ohio
$2K -$27.7K -179 -86%
VFA
217
Valeo Financial Advisors
Indiana
$2K +$309 +2 +17%
SPIA
218
Steward Partners Investment Advisory
New York
$2K +$2.32K +15 New
IFAM
219
Institutional & Family Asset Management
Colorado
$1K
RBC
220
Roble Belko & Company
Pennsylvania
$1K
TWA
221
TCI Wealth Advisors
Arizona
$1K
American Century Companies
222
American Century Companies
Missouri
-$44.1M -275,427 Closed
Renaissance Technologies
223
Renaissance Technologies
New York
-$4.85M -30,300 Closed
1832 Asset Management
224
1832 Asset Management
Ontario, Canada
-$2.1M -13,100 Closed
Voloridge Investment Management
225
Voloridge Investment Management
Florida
-$1.42M -8,878 Closed

PEN Hedge Fund Activity: Q3 2019 in Review

222 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q3 2019, worth a combined $4.52B — down 6.2% from $4.82B a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new PEN positions and 37 closed out — a net gain of 14 holders — while 88 added to existing stakes and 55 trimmed.

The largest buyer was BlackRock, adding an estimated $236M. The largest seller was Wellington Management Group, cutting an estimated $70.8M.

  • 222 institutional investors held Penumbra (PEN) as of Q3 2019, up from 208 in Q2 2019.
  • Funds reported $4.52B of Penumbra stock for Q3 2019, down 6.2% quarter-over-quarter.
  • 51 funds opened new Penumbra positions in Q3 2019 and 37 closed out, a net change of +14 holders.
  • The largest Penumbra buyer in Q3 2019 was BlackRock, an estimated $236M added.
  • The largest Penumbra seller in Q3 2019 was Wellington Management Group, an estimated $70.8M sold.

Based on aggregated 13F filings for Q3 2019.