1832 Asset Management’s Penumbra PEN Stock Holding History

1832 Asset Management’s Portfolio PEN Stock Details PEN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-13,100	Closed	-$2.1M	–	736
2019 Q2	$2.1M	Buy	+13,100	New	+$1.89M	0.01%	415
2019 Q1	–	Sell	-388,600	Closed	-$46.3M	–	690
2018 Q4	$46.3M	Buy	+388,600	New	+$52M	0.18%	105
2018 Q3	–	Sell	-346,500	Closed	-$46.7M	–	702
2018 Q2	$46.7M	Buy	+346,500	New	+$49.3M	0.16%	126
2017 Q1	–	Sell	-9,800	Closed	-$728K	–	774
2016 Q4	$728K	Hold	9,800	–	–	﹤0.01%	563
2016 Q3	$745K	Buy	+9,800	New	+$676K	﹤0.01%	466

Other funds holding PEN

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

William Blair Investment Management Chicago, Illinois $30.3B AUM 33.75% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

PHS

PFM Health Sciences San Francisco, California $1.1B AUM 57.92% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

1832 Asset Management's PEN Position: Q3 2019 in Review

1832 Asset Management sold out of Penumbra (PEN) in Q3 2019, closing a stake of 13,100 shares — an estimated $2.1M sold.

1832 Asset Management first reported a position in PEN in Q3 2016 and held it in 5 quarters. The position peaked at $46.7M in Q2 2018. 222 funds tracked by Wall St. Rank hold PEN as of Q3 2019.

1832 Asset Management reported no remaining Penumbra position as of Q3 2019 after selling out during the quarter.
1832 Asset Management sold 13,100 Penumbra shares in Q3 2019, an estimated $2.1M.
1832 Asset Management first reported a position in Penumbra in Q3 2016 and held it in 5 quarters.
1832 Asset Management's Penumbra position peaked at $46.7M in Q2 2018.
222 funds tracked by Wall St. Rank held Penumbra as of Q3 2019.

Based on 1832 Asset Management's 13F filing for Q3 2019, filed 14 Nov 2019.