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Penumbra

152 hedge funds and large institutions have $2.33B invested in Penumbra in 2017 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 57 increasing their positions, 55 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 10

12% more funds holding

Funds holding: 136152 (+16)

1.18% more ownership

Funds ownership: 72.69%73.87% (+1.2%)

5% more capital invested

Capital invested by funds: $2.22B → $2.33B (+$108M)

4% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 55

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

72% less call options, than puts

Call options by funds: $1.1M | Put options by funds: $4M

Holders
152
Holders Change
+16
Holders Change %
+11.76%
% of All Funds
3.45%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
26
Increased
57
Reduced
55
Closed
10
Calls
$1.1M
Puts
$4M
Net Calls
-$2.9M
Net Calls Change
+$821K
Name Holding Trade Value Shares
Change
Change in
Stake
PVI
76
Pura Vida Investments
New York
$1.41M -$4.42M -44,579 -75%
State Board of Administration of Florida Retirement System
77
State Board of Administration of Florida Retirement System
Florida
$1.4M +$87.3K +880 +6%
LCG
78
Lisanti Capital Growth
New York
$1.29M +$193K +1,950 +17%
Neuberger Berman Group
79
Neuberger Berman Group
New York
$1.27M -$23.5M -236,995 -95%
WWM
80
Windsor Wealth Management
Indiana
$1.27M +$1.34M +13,500 New
Lazard Asset Management
81
Lazard Asset Management
New York
$1.25M -$873K -8,800 -40%
VOYA Investment Management
82
VOYA Investment Management
Georgia
$1.25M -$13.9K -140 -1%
MIM
83
MetLife Investment Management
New Jersey
$1.24M +$1.31M +13,208 New
AR
84
Advisory Research
Illinois
$1.19M +$22.9K +231 +2%
LTFS
85
Ladenburg Thalmann Financial Services
Florida
$1.18M +$67.4K +680 +6%
Legal & General Group
86
Legal & General Group
United Kingdom
$1.18M -$16.2K -163 -1%
PIM
87
Partner Investment Management
California
$1.03M +$136K +1,368 +14%
SO
88
STRS Ohio
Ohio
$1.01M -$496K -5,000 -32%
PG
89
PEAK6 Group
Illinois
$998K +$1.05M +10,602 New
Teacher Retirement System of Texas
90
Teacher Retirement System of Texas
Texas
$938K +$754K +7,601 +321%
TD Asset Management
91
TD Asset Management
Ontario, Canada
$929K +$190K +1,918 +24%
PNC Financial Services Group
92
PNC Financial Services Group
Pennsylvania
$902K -$10.1K -102 -1%
Allianz Asset Management
93
Allianz Asset Management
Germany
$895K -$6.13M -61,820 -87%
SCM
94
Suffolk Capital Management
New York
$879K -$458K -4,622 -33%
MLICM
95
Metropolitan Life Insurance Company (MetLife)
New York
$878K -$973K -9,814 -51%
AQR Capital Management
96
AQR Capital Management
Connecticut
$838K -$246K -2,480 -22%
Principal Financial Group
97
Principal Financial Group
Iowa
$804K -$564K -5,690 -40%
PG
98
Pendal Group
Australia
$802K +$845K +8,518 New
RJA
99
Raymond James & Associates
Florida
$786K +$78.6K +792 +10%
Barclays
100
Barclays
United Kingdom
$731K +$470K +4,742 +157%

PEN Hedge Fund Activity: Q4 2017 in Review

152 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q4 2017, worth a combined $2.33B — up 4.9% from $2.22B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new PEN positions and 10 closed out — a net gain of 16 holders — while 57 added to existing stakes and 55 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $40.8M. The largest seller was Neuberger Berman Group, cutting an estimated $23.5M.

  • 152 institutional investors held Penumbra (PEN) as of Q4 2017, up from 136 in Q3 2017.
  • Funds reported $2.33B of Penumbra stock for Q4 2017, up 4.9% quarter-over-quarter.
  • 26 funds opened new Penumbra positions in Q4 2017 and 10 closed out, a net change of +16 holders.
  • The largest Penumbra buyer in Q4 2017 was Morgan Stanley, an estimated $40.8M added.
  • The largest Penumbra seller in Q4 2017 was Neuberger Berman Group, an estimated $23.5M sold.

Based on aggregated 13F filings for Q4 2017.