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Oxford Square Capital

114 hedge funds and large institutions have $170M invested in Oxford Square Capital in 2013 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 42 increasing their positions, 34 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 7

24% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 34

13% more capital invested

Capital invested by funds: $151M → $170M (+$19.3M)

5% more funds holding

Funds holding: 109114 (+5)

96% less call options, than puts

Call options by funds: $35K | Put options by funds: $840K

Holders
114
Holders Change
+5
Holders Change %
+4.59%
% of All Funds
3.31%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
42
Reduced
34
Closed
7
Calls
$35K
Puts
$840K
Net Calls
-$805K
Net Calls Change
-$1.55M
Name Holding Trade Value Shares
Change
Change in
Stake
FFA
76
First Foundation Advisors
California
$208K +$102K +10,000 +99%
AL
77
Airain Ltd
Guernsey
$181K +$179K +17,485 New
SRC
78
Shufro Rose & Co
New York
$170K
LPL Financial
79
LPL Financial
California
$167K +$25.9K +2,532 +19%
BRWA
80
B. Riley Wealth Advisors
Florida
$162K -$53.5K -5,230 -25%
RJT
81
Raymond James Trust
Florida
$160K
Citadel Advisors
82
Citadel Advisors
Florida
$160K +$73.7K +7,206 +87%
MCM
83
Murphy Capital Management
New Jersey
$150K +$35.4K +3,461 +31%
PNC Financial Services Group
84
PNC Financial Services Group
Pennsylvania
$144K +$112K +10,900 +363%
OC
85
Oppenheimer & Co
New York
$135K -$18.9K -1,852 -12%
Creative Planning
86
Creative Planning
Kansas
$123K +$2.35K +230 +2%
Two Sigma Advisers
87
Two Sigma Advisers
New York
$123K +$121K +11,875 New
NI
88
Numeric Investors
Massachusetts
$119K
LTFS
89
Ladenburg Thalmann Financial Services
Florida
$118K -$69.5K -6,795 -37%
JCM
90
Jag Capital Management
Missouri
$113K
WS
91
Wedbush Securities
California
$112K +$111K +10,853 New
FA
92
FCG Advisors
New Jersey
$106K
PL
93
Parkwood LLC
Ohio
$98K +$96.8K +9,457 New
Bank of America
94
Bank of America
North Carolina
$96K +$7.11K +695 +8%
EWM
95
Edge Wealth Management
New York
$52K
CPA
96
Cowen Prime Advisors
New York
$43K
US Bancorp
97
US Bancorp
Minnesota
$40K
TWA
98
TCI Wealth Advisors
Arizona
$35K +$34.8K +3,400 New
Barclays
99
Barclays
United Kingdom
$29K +$24.7K +2,412 +462%
Group One Trading
100
Group One Trading
Illinois
$24K +$23.6K +2,304 New

OXSQ Hedge Fund Activity: Q4 2013 in Review

114 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q4 2013, worth a combined $170M — up 13% from $151M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new OXSQ positions and 7 closed out — a net gain of 6 holders — while 42 added to existing stakes and 34 trimmed.

The largest buyer was Advisory Research, opening a new position worth an estimated $1.98M. The largest seller was Deutsche Bank, cutting an estimated $1.18M.

  • 114 institutional investors held Oxford Square Capital (OXSQ) as of Q4 2013, up from 109 in Q3 2013.
  • Funds reported $170M of Oxford Square Capital stock for Q4 2013, up 13% quarter-over-quarter.
  • 13 funds opened new Oxford Square Capital positions in Q4 2013 and 7 closed out, a net change of +6 holders.
  • The largest Oxford Square Capital buyer in Q4 2013 was Advisory Research, an estimated $1.98M added.
  • The largest Oxford Square Capital seller in Q4 2013 was Deutsche Bank, an estimated $1.18M sold.

Based on aggregated 13F filings for Q4 2013.