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Oxford Square Capital

95 hedge funds and large institutions have $113M invested in Oxford Square Capital in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 33 increasing their positions, 35 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

598% more call options, than puts

Call options by funds: $1.24M | Put options by funds: $177K

6% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 35

19% less funds holding

Funds holding: 11795 (-22)

25% less capital invested

Capital invested by funds: $151M → $113M (-$38M)

76% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 29

Holders
95
Holders Change
-22
Holders Change %
-18.8%
% of All Funds
2.76%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
33
Reduced
35
Closed
29
Calls
$1.24M
Puts
$177K
Net Calls
+$1.06M
Net Calls Change
+$65K
Name Holding Trade Value Shares
Change
Change in
Stake
CIM
26
Confluence Investment Management
Missouri
$926K
AA
27
Ancora Advisors
Ohio
$804K +$9.61K +1,000 +1%
Stifel Financial
28
Stifel Financial
Missouri
$757K -$888K -92,380 -52%
PPA
29
Parametric Portfolio Associates
Washington
$709K +$771K +80,245 New
SWP
30
Stratos Wealth Partners
Ohio
$610K +$23.2K +2,417 +4%
SI
31
Stephens Inc
Arkansas
$592K +$279K +29,013 +76%
TC
32
TFS Capital
Pennsylvania
$573K -$424K -44,105 -40%
AIG
33
American International Group
New York
$518K -$9.73K -1,013 -2%
AIM
34
Allen Investment Management
New York
$490K +$339K +35,255 +174%
CS
35
Credit Suisse
Switzerland
$487K -$1.09M -113,051 -67%
Legal & General Group
36
Legal & General Group
United Kingdom
$479K +$89.5K +9,312 +21%
ACM
37
Ativo Capital Management
Illinois
$470K +$25K +2,604 +5%
PAM
38
Princeton Alpha Management
New Jersey
$439K +$288K +29,964 +152%
N
39
Nuveen
North Carolina
$424K
DnB Asset Management
40
DnB Asset Management
Norway
$407K +$67.3K +7,000 +18%
B
41
Baird
Wisconsin
$385K -$14.4K -1,502 -3%
Norges Bank
42
Norges Bank
Norway
$374K -$391K -40,693 -49%
DTL
43
Dynamic Technology Lab
Singapore
$368K +$288K +30,012 +261%
Janney Montgomery Scott
44
Janney Montgomery Scott
Pennsylvania
$349K +$9.45K +983 +3%
IH
45
IFC Holdings
Florida
$349K -$23.1K -2,399 -6%
SG Americas Securities
46
SG Americas Securities
New York
$348K -$3.56K -370 -0.9%
DC
47
Davenport & Co
Virginia
$345K +$9.61K +1,000 +3%
AQR Capital Management
48
AQR Capital Management
Connecticut
$333K -$238K -24,800 -40%
MERSOM
49
Municipal Employees' Retirement System of Michigan
Michigan
$315K
SFG
50
Sather Financial Group
Texas
$289K +$36K +3,750 +13%

OXSQ Hedge Fund Activity: Q3 2014 in Review

95 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q3 2014, worth a combined $113M — down 25% from $151M a quarter earlier.

Sellers outnumbered buyers: 29 funds closed out of OXSQ and 7 opened new positions — a net loss of 22 holders — while 35 trimmed existing stakes and 33 added.

The largest buyer was Advisors Asset Management, adding an estimated $2.96M. The largest seller was THB Asset Management, exiting entirely with an estimated $11.2M sold.

  • 95 institutional investors held Oxford Square Capital (OXSQ) as of Q3 2014, down from 117 in Q2 2014.
  • Funds reported $113M of Oxford Square Capital stock for Q3 2014, down 25% quarter-over-quarter.
  • 7 funds opened new Oxford Square Capital positions in Q3 2014 and 29 closed out, a net change of -22 holders.
  • The largest Oxford Square Capital buyer in Q3 2014 was Advisors Asset Management, an estimated $2.96M added.
  • The largest Oxford Square Capital seller in Q3 2014 was THB Asset Management, an estimated $11.2M sold.

Based on aggregated 13F filings for Q3 2014.