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Oxford Lane Capital

Name Holding Trade Value Shares
Change
Change in
Stake
GWSG
76
GPS Wealth Strategies Group
Colorado
$25.4K +$7.36K +288 +38%
Quantbot Technologies
77
Quantbot Technologies
New York
$21.6K +$22.8K +891 New
TWM
78
Tradition Wealth Management
Minnesota
$16K – – –
CFGS
79
Concourse Financial Group Securities
Alabama
$14.5K – – –
Natixis
80
Natixis
France
$5.71K +$255 +10 +4%
RMC
81
Resources Management Corp
Connecticut
$5K +$1.74K +68 +52%
EBA
82
Eagle Bay Advisors
New York
$4.84K – – –
SS
83
Sunbelt Securities
Texas
$4.48K -$25.6K -1,003 -84%
HT
84
Headlands Technologies
Illinois
$3.98K +$3.86K +151 +1,079%
RMA
85
Roffman Miller Associates
Pennsylvania
$1.81K +$1.92K +75 New
Farther Finance Advisors
86
Farther Finance Advisors
California
$1.19K +$51 +2 +4%
GIA
87
GHP Investment Advisors
Colorado
$673 – – –
AF
88
Advisornet Financial
Minnesota
$246 – – –
Larson Financial Group
89
Larson Financial Group
Missouri
$5 – – –
Western Wealth Management
90
Western Wealth Management
Colorado
– -$283K -10,816 Closed
ASFA
91
All Season Financial Advisors
Colorado
– -$173K -6,625 Closed
Nomura Holdings
92
Nomura Holdings
Japan
– -$78.5K -3,000 Closed
Millennium Management
93
Millennium Management
New York
– -$65K -2,482 Closed
GSC
94
Ground Swell Capital
South Carolina
– -$54.8K -2,096 Closed
Cetera Advisor Networks
95
Cetera Advisor Networks
California
– -$54.8K -2,094 Closed
Ameritas Advisory Services
96
Ameritas Advisory Services
Nebraska
– -$7.46K -285 Closed
Fidelity Investments
97
Fidelity Investments
Massachusetts
– -$2.81K -107 Closed
WAM
98
Worth Asset Management
Texas
– -$779 -30 Closed
Advisory Services Network
99
Advisory Services Network
Georgia
– -$699 -27 Closed
Northwestern Mutual Wealth Management
100
Northwestern Mutual Wealth Management
Wisconsin
– -$4 – –