OFS Capital
36 hedge funds and large institutions have $18.2M invested in OFS Capital in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 5 closing their positions.
1,597% more call options, than puts
Call options by funds: $526K | Put options by funds: $31K
18% more repeat investments, than reductions
Existing positions increased: 13 | Existing positions reduced: 11
17% more capital invested
Capital invested by funds: $15.5M → $18.2M (+$2.71M)
0.42% more ownership
Funds ownership: 11.71% → 12.13% (+0.42%)
3% less funds holding
Funds holding: 37 → 36 (-1)
20% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 5
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
IAIM
International Assets Investment Management
Orlando,
Florida
|
+$495K |
| 2 |
AWS
Atria Wealth Solutions
New York
|
+$466K |
| 3 |
Acadian Asset Management
Boston,
Massachusetts
|
+$337K |
| 4 |
Citadel Advisors
Miami,
Florida
|
+$301K |
| 5 |
Two Sigma Advisers
New York
|
+$275K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CIM
Confluence Investment Management
St. Louis,
Missouri
|
-$636K |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$428K |
| 3 |
Millennium Management
New York
|
-$386K |
| 4 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
-$380K |
| 5 |
VF
Virtu Financial
New York
|
-$325K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
FSA
26
Fort Sheridan Advisors
Highland Park,
Illinois
| $115K | – | – | – |
|
|
NS
27
NBC Securities
Birmingham,
Alabama
| $81K | +$76.9K | +7,254 | New |
|
28
Wells Fargo
San Francisco,
California
| $49.1K | – | – | – |
|
|
29
Royal Bank of Canada
Toronto,
Ontario, Canada
| $28K | -$428K | -40,355 | -94% |
|
30
UBS Group
Zurich,
Switzerland
| $21K | -$2.32K | -219 | -11% |
|
31
US Bancorp
Minneapolis,
Minnesota
| $17.4K | – | – | – |
|
32
Group One Trading
Chicago,
Illinois
| $12.9K | -$29.2K | -2,752 | -71% |
|
|
TRCT
33
Tower Research Capital (TRC)
New York
| $9.68K | +$7.01K | +661 | +331% |
|
|
SWM
34
Spire Wealth Management
Mclean,
Virginia
| $4.89K | – | – | – |
|
|
S
35
SignatureFD
Atlanta,
Georgia
| $1.31K | +$42 | +4 | +4% |
|
36
JP Morgan Chase
New York
| $337 | – | – | – |
|
|
VF
37
Virtu Financial
New York
| – | -$325K | -32,885 | Closed |
|
|
AWA
38
Arete Wealth Advisors
Chicago,
Illinois
| – | -$117K | -11,792 | Closed |
|
|
SOS
39
Silver Oak Securities
Jackson,
Tennessee
| – | -$99K | -10,000 | Closed |
|
40
Simplex Trading
Chicago,
Illinois
| – | -$64 | -6 | Closed |
|
OFS Hedge Fund Activity: Q3 2023 in Review
36 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in OFS Capital (OFS) for Q3 2023, worth a combined $18.2M — up 17% from $15.5M a quarter earlier.
Sellers outnumbered buyers: 5 funds closed out of OFS and 4 opened new positions — a net loss of 1 holder — while 11 trimmed existing stakes and 13 added.
The largest buyer was International Assets Investment Management, adding an estimated $495K. The largest seller was Confluence Investment Management, cutting an estimated $636K.
- 36 institutional investors held OFS Capital (OFS) as of Q3 2023, down from 37 in Q2 2023.
- Funds reported $18.2M of OFS Capital stock for Q3 2023, up 17% quarter-over-quarter.
- 4 funds opened new OFS Capital positions in Q3 2023 and 5 closed out, a net change of -1 holder.
- The largest OFS Capital buyer in Q3 2023 was International Assets Investment Management, an estimated $495K added.
- The largest OFS Capital seller in Q3 2023 was Confluence Investment Management, an estimated $636K sold.
Based on aggregated 13F filings for Q3 2023.