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OFS Capital
OFS

36 hedge funds and large institutions have $16.5M invested in OFS Capital in 2023 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

606% more call options, than puts

Call options by funds: $494K | Put options by funds: $70K

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

6% more funds holding

Funds holding: 34 → 36 (+2)

1.09% less ownership

Funds ownership: 13.04% → 11.95% (-1.1%)

7% less capital invested

Capital invested by funds: $17.7M → $16.5M (-$1.27M)

43% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 14

Holders
36
Holders Change
+2
Holders Change %
+5.88%
% of All Funds
0.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
8
Reduced
14
Closed
4
Calls
$494K
Puts
$70K
Net Calls
+$424K
Net Calls Change
+$365K

Top Buyers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$419K
2
Millennium Management
Millennium Management
New York
+$196K
3
AAM
Advisors Asset Management
Colorado
+$137K
4
AWA
Arkadios Wealth Advisors
Georgia
+$122K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$117K

Top Sellers

Rank Fund Capital Flow
1
IAIM
International Assets Investment Management
Florida
-$566K
2
MIG
Mariner Investment Group
New York
-$406K
3
Acadian Asset Management
Acadian Asset Management
Massachusetts
-$283K
4
Morgan Stanley
Morgan Stanley
New York
-$280K
5
CIM
Confluence Investment Management
Missouri
-$198K
Name Holding Trade Value Shares
Change 		Change in
Stake
SOS
26
Silver Oak Securities
Tennessee
$103K – – –
BAM
27
Belpointe Asset Management
Nevada
$76.1K – – –
UBS Group
28
UBS Group
Switzerland
$33.9K -$19.2K -1,909 -37%
Wells Fargo
29
Wells Fargo
California
$31.9K -$40 -4 -0.1%
US Bancorp
30
US Bancorp
Minnesota
$15.9K – – –
Simplex Trading
31
Simplex Trading
Illinois
$6K +$6.62K +657 New
SWM
32
Spire Wealth Management
Virginia
$4.48K +$4.38K +435 New
TRCT
33
Tower Research Capital (TRC)
New York
$3K -$6.79K -674 -67%
S
34
SignatureFD
Georgia
$1.13K +$40 +4 +4%
JP Morgan Chase
35
JP Morgan Chase
New York
$309 +$302 +30 New
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$10 +$10 +1 New
MIG
37
Mariner Investment Group
New York
– -$406K -39,787 Closed
EGA
38
Eagle Global Advisors
Texas
– -$153K -15,060 Closed
TI
39
Trexquant Investment
Connecticut
– -$119K -11,686 Closed
USCWA
40
U.S. Capital Wealth Advisors
Texas
– -$13.5K -1,332 Closed
1
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OFS Hedge Fund Activity: Q1 2023 in Review

36 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in OFS Capital (OFS) for Q1 2023, worth a combined $16.5M — down 7.2% from $17.7M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new OFS positions and 4 closed out — a net gain of 2 holders — while 8 added to existing stakes and 14 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $419K. The largest seller was International Assets Investment Management, cutting an estimated $566K.

  • 36 institutional investors held OFS Capital (OFS) as of Q1 2023, up from 34 in Q4 2022.
  • Funds reported $16.5M of OFS Capital stock for Q1 2023, down 7.2% quarter-over-quarter.
  • 6 funds opened new OFS Capital positions in Q1 2023 and 4 closed out, a net change of +2 holders.
  • The largest OFS Capital buyer in Q1 2023 was Royal Bank of Canada, an estimated $419K added.
  • The largest OFS Capital seller in Q1 2023 was International Assets Investment Management, an estimated $566K sold.

Based on aggregated 13F filings for Q1 2023.