OFS Capital
36 hedge funds and large institutions have $16.4M invested in OFS Capital in 2021 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 13 reducing their positions, and 2 closing their positions.
250% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 2
16% more funds holding
Funds holding: 31 → 36 (+5)
0.76% less ownership
Funds ownership: 11.99% → 11.23% (-0.76%)
1% less capital invested
Capital invested by funds: $16.7M → $16.4M (-$238K)
31% less repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 13
96% less call options, than puts
Call options by funds: $1K | Put options by funds: $23K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Acadian Asset Management
Boston,
Massachusetts
|
+$618K |
| 2 |
MIG
Mariner Investment Group
Harrison,
New York
|
+$357K |
| 3 |
RWM
Ritholtz Wealth Management
New York
|
+$155K |
| 4 |
Millennium Management
New York
|
+$120K |
| 5 |
IAIM
International Assets Investment Management
Orlando,
Florida
|
+$51.8K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
WSL
Western Standard LLC
Los Angeles,
California
|
-$1.87M |
| 2 |
Morgan Stanley
New York
|
-$340K |
| 3 |
VEA
Virtus ETF Advisers
New York
|
-$76.3K |
| 4 |
CIM
Confluence Investment Management
St. Louis,
Missouri
|
-$65.3K |
| 5 |
AWA
Arkadios Wealth Advisors
Atlanta,
Georgia
|
-$57.1K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Osaic Holdings
Scottsdale,
Arizona
| $41K | -$1.76K | -160 | -4% |
|
27
UBS Group
Zurich,
Switzerland
| $34K | -$2.43K | -221 | -7% |
|
|
TCWM
28
Total Clarity Wealth Management
St. Charles,
Illinois
| $23K | +$1.03K | +94 | +5% |
|
29
US Bancorp
Minneapolis,
Minnesota
| $17K | – | – | – |
|
|
VRM
30
Vectors Research Management
New York
| $11K | +$11K | +1,000 | New |
|
31
Simplex Trading
Chicago,
Illinois
| $11K | +$11.9K | +1,082 | New |
|
32
Royal Bank of Canada
Toronto,
Ontario, Canada
| $5K | – | – | – |
|
|
SWM
33
Spire Wealth Management
Mclean,
Virginia
| $5K | +$4.78K | +435 | New |
|
|
SCA
34
Snowden Capital Advisors
New York
| $5K | +$5.49K | +500 | New |
|
|
ACM
35
Aquatic Capital Management
Chicago,
Illinois
| $3K | +$3.3K | +300 | New |
|
|
BWA
36
BDO Wealth Advisors
Jacksonville,
Florida
| $1K | – | – | – |
|
|
TRCT
37
Tower Research Capital (TRC)
New York
| – | -$9K | -831 | Closed |
|
|
CFA
38
Carroll Financial Associates
Charlotte,
North Carolina
| – | -$7K | -700 | Closed |
|
OFS Hedge Fund Activity: Q4 2021 in Review
36 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in OFS Capital (OFS) for Q4 2021, worth a combined $16.4M — down 1.4% from $16.7M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new OFS positions and 2 closed out — a net gain of 5 holders — while 9 added to existing stakes and 13 trimmed.
The largest buyer was Acadian Asset Management, adding an estimated $618K. The largest seller was Western Standard LLC, cutting an estimated $1.87M.
- 36 institutional investors held OFS Capital (OFS) as of Q4 2021, up from 31 in Q3 2021.
- Funds reported $16.4M of OFS Capital stock for Q4 2021, down 1.4% quarter-over-quarter.
- 7 funds opened new OFS Capital positions in Q4 2021 and 2 closed out, a net change of +5 holders.
- The largest OFS Capital buyer in Q4 2021 was Acadian Asset Management, an estimated $618K added.
- The largest OFS Capital seller in Q4 2021 was Western Standard LLC, an estimated $1.87M sold.
Based on aggregated 13F filings for Q4 2021.