OFS Capital
33 hedge funds and large institutions have $13.2M invested in OFS Capital in 2021 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 3 closing their positions.
37% more capital invested
Capital invested by funds: $9.63M → $13.2M (+$3.6M)
33% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 3
3% more funds holding
Funds holding: 32 → 33 (+1)
1.25% more ownership
Funds ownership: 10.03% → 11.29% (+1.3%)
22% less repeat investments, than reductions
Existing positions increased: 7 | Existing positions reduced: 9
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
WSL
Western Standard LLC
Los Angeles,
California
|
+$1.25M |
| 2 |
Morgan Stanley
New York
|
+$388K |
| 3 |
IAIM
International Assets Investment Management
Orlando,
Florida
|
+$281K |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$114K |
| 5 |
VF
Virtu Financial
New York
|
+$90.7K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CIM
Confluence Investment Management
St. Louis,
Missouri
|
-$534K |
| 2 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$238K |
| 3 |
Squarepoint
New York
|
-$93K |
| 4 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
-$61.3K |
| 5 |
LSV Asset Management
Chicago,
Illinois
|
-$33.6K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Bank of Montreal
Toronto,
Ontario, Canada
| $14K | -$4.68K | -600 | -29% |
|
27
US Bancorp
Minneapolis,
Minnesota
| $14K | – | – | – |
|
|
HIA
28
Harbor Investment Advisory
Lutherville,
Maryland
| $10K | – | – | – |
|
|
TRCT
29
Tower Research Capital (TRC)
New York
| $8K | -$117 | -15 | -2% |
|
|
CFA
30
Carroll Financial Associates
Charlotte,
North Carolina
| $6K | – | – | – |
|
31
Royal Bank of Canada
Toronto,
Ontario, Canada
| $4K | – | – | – |
|
|
SWM
32
Spire Wealth Management
Mclean,
Virginia
| $4K | +$3.4K | +435 | New |
|
|
BWA
33
BDO Wealth Advisors
Jacksonville,
Florida
| $1K | – | – | – |
|
|
34
Squarepoint
New York
| – | -$93K | -13,007 | Closed |
|
|
VFA
35
Valeo Financial Advisors
Carmel,
Indiana
| – | -$1K | -100 | Closed |
|
OFS Hedge Fund Activity: Q1 2021 in Review
33 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in OFS Capital (OFS) for Q1 2021, worth a combined $13.2M — up 37% from $9.63M a quarter earlier.
Buyers outnumbered sellers: 4 funds opened new OFS positions and 3 closed out — a net gain of 1 holder — while 7 added to existing stakes and 9 trimmed.
The largest buyer was Western Standard LLC, adding an estimated $1.25M. The largest seller was Confluence Investment Management, cutting an estimated $534K.
- 33 institutional investors held OFS Capital (OFS) as of Q1 2021, up from 32 in Q4 2020.
- Funds reported $13.2M of OFS Capital stock for Q1 2021, up 37% quarter-over-quarter.
- 4 funds opened new OFS Capital positions in Q1 2021 and 3 closed out, a net change of +1 holder.
- The largest OFS Capital buyer in Q1 2021 was Western Standard LLC, an estimated $1.25M added.
- The largest OFS Capital seller in Q1 2021 was Confluence Investment Management, an estimated $534K sold.
Based on aggregated 13F filings for Q1 2021.