OFS Capital
36 hedge funds and large institutions have $31.6M invested in OFS Capital in 2018 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 4 closing their positions.
25% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 4
3% more funds holding
Funds holding: 35 → 36 (+1)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
1.66% less ownership
Funds ownership: 24.02% → 22.36% (-1.7%)
17% less capital invested
Capital invested by funds: $38.2M → $31.6M (-$6.52M)
18% less repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 11
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BTS
BB&T Securities
Richmond,
Virginia
|
+$2.02M |
| 2 |
CIM
Confluence Investment Management
St. Louis,
Missouri
|
+$894K |
| 3 |
WSL
Western Standard LLC
Los Angeles,
California
|
+$635K |
| 4 |
Arrowstreet Capital
Boston,
Massachusetts
|
+$467K |
| 5 |
JP Morgan Chase
New York
|
+$318K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FCH
Freestone Capital Holdings
Seattle,
Washington
|
-$2.77M |
| 2 |
MC
Muzinich & Co
New York
|
-$1.77M |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$1.04M |
| 4 |
PAIM
Punch & Associates Investment Management
Edina,
Minnesota
|
-$909K |
| 5 |
Morgan Stanley
New York
|
-$373K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
GCP
26
GSA Capital Partners
London,
United Kingdom
| $114K | +$120K | +10,800 | New |
|
27
Axa
Paris,
France
| $108K | – | – | – |
|
28
Macquarie Group
Sydney, NSW 2000,
Australia
| $50K | +$38.7K | +3,477 | +279% |
|
29
Bank of America
Charlotte,
North Carolina
| $38K | -$1.09K | -98 | -3% |
|
30
Russell Investments Group
London,
United Kingdom
| $33K | – | – | – |
|
31
US Bancorp
Minneapolis,
Minnesota
| $25K | – | – | – |
|
|
TRCT
32
Tower Research Capital (TRC)
New York
| $24K | +$22.5K | +2,023 | +763% |
|
|
APA
33
American Portfolios Advisors
Holbrook,
New York
| $5.3K | – | – | – |
|
|
VFA
34
Valeo Financial Advisors
Carmel,
Indiana
| $5K | +$178 | +16 | +3% |
|
|
QCIG
35
Quad-Cities Investment Group
Davenport,
Iowa
| $2K | – | – | – |
|
|
FCH
36
Freestone Capital Holdings
Seattle,
Washington
| – | -$2.77M | -232,949 | Closed |
|
37
Millennium Management
New York
| – | -$120K | -10,107 | Closed |
|
|
SAM
38
Shikiar Asset Management
New York
| – | -$119K | -10,000 | Closed |
|
39
Citigroup
New York
| – | -$2K | -133 | Closed |
|
40
Fidelity Investments
Boston,
Massachusetts
| – | +$11 | +1 | New |
|
OFS Hedge Fund Activity: Q4 2018 in Review
36 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in OFS Capital (OFS) for Q4 2018, worth a combined $31.6M — down 17% from $38.2M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new OFS positions and 4 closed out — a net gain of 1 holder — while 9 added to existing stakes and 11 trimmed.
The largest buyer was BB&T Securities, opening a new position worth an estimated $2.02M. The largest seller was Freestone Capital Holdings, exiting entirely with an estimated $2.77M sold.
- 36 institutional investors held OFS Capital (OFS) as of Q4 2018, up from 35 in Q3 2018.
- Funds reported $31.6M of OFS Capital stock for Q4 2018, down 17% quarter-over-quarter.
- 5 funds opened new OFS Capital positions in Q4 2018 and 4 closed out, a net change of +1 holder.
- The largest OFS Capital buyer in Q4 2018 was BB&T Securities, an estimated $2.02M added.
- The largest OFS Capital seller in Q4 2018 was Freestone Capital Holdings, an estimated $2.77M sold.
Based on aggregated 13F filings for Q4 2018.