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NQM

NUVEEN INVESTMENT QLTY MUNI FD
NQM

Delisted

NQM was delisted on the 9th of September, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
PAG
26
Private Advisor Group
New Jersey
$212K
HCM
27
Hollencrest Capital Management
California
$206K
DA
28
Doliver Advisors
Texas
$202K +$213K +13,924 New
ICOA
29
Investment Centers of America
North Dakota
$197K -$27.5K -1,800 -12%
OA
30
Oxbow Advisors
Texas
$189K -$546K -35,715 -73%
GBA
31
Garrison Bradford & Associates
New York
$174K
VKH
32
Virtu KCG Holdings
New York
$168K +$177K +11,594 New
CBU
33
CIBC Bank USA
Illinois
$161K
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$154K
MMG
35
Monetary Management Group
Missouri
$154K
AIG
36
American International Group
New York
$151K -$76.4K -5,000 -32%
SSWM
37
Sheets Smith Wealth Management
North Carolina
$149K
EAM
38
Evanson Asset Management
California
$145K
DAM
39
Delta Asset Management
Tennessee
$101K
FNBT
40
FineMark National Bank & Trust
Florida
$78K -$250K -16,333 -75%
Deutsche Bank
41
Deutsche Bank
Germany
$41K
Bank of Montreal
42
Bank of Montreal
Ontario, Canada
$39K
MIM
43
Macroview Investment Management
Maryland
$29K
DADC
44
D.A. Davidson & Co
Montana
$28K
SIA
45
Sit Investment Associates
Minnesota
$28K
MFS
46
MSI Financial Services
Massachusetts
$22K -$36.4K -2,379 -61%
WAM
47
Wolverine Asset Management
Illinois
$15K +$16.8K +1,102 New
First Manhattan
48
First Manhattan
New York
$14K
MFBTD
49
MB Financial Bank - Trust Department
Illinois
$14K +$15.3K +1,000 New
Citigroup
50
Citigroup
New York
$10K