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NQM

NUVEEN INVESTMENT QLTY MUNI FD
NQM

Delisted

NQM was delisted on the 9th of September, 2016.

60 hedge funds and large institutions have $30.2M invested in NUVEEN INVESTMENT QLTY MUNI FD in 2013 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 11 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

214% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 7

33% more funds holding

Funds holding: 4560 (+15)

8% more capital invested

Capital invested by funds: $27.9M → $30.2M (+$2.31M)

31% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 16

Holders
60
Holders Change
+15
Holders Change %
+33.33%
% of All Funds
1.74%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
22
Increased
11
Reduced
16
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RT
26
Reliance Trust
Georgia
$195K +$6.94K +518 +4%
HCM
27
Hollencrest Capital Management
California
$193K +$191K +14,230 New
CIA
28
Capital Investment Advisors
Georgia
$193K +$191K +14,265 New
WS
29
Wedbush Securities
California
$186K +$4.27K +319 +2%
ICOA
30
Investment Centers of America
North Dakota
$170K
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$169K -$21.4K -1,600 -11%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$165K +$20.3K +1,514 +14%
OC
33
Oppenheimer & Co
New York
$164K +$162K +12,115 New
GBA
34
Garrison Bradford & Associates
New York
$162K
PAG
35
Private Advisor Group
New Jersey
$161K +$160K +11,929 New
MMG
36
Monetary Management Group
Missouri
$150K -$53.6K -4,000 -26%
BFEC
37
Benjamin F. Edwards & Company
Missouri
$135K +$79.5K +5,938 +147%
EAM
38
Evanson Asset Management
California
$135K +$134K +10,000 New
SIA
39
Sit Investment Associates
Minnesota
$103K -$69.6K -5,200 -41%
Invesco
40
Invesco
Georgia
$103K -$7K -523 -6%
DAM
41
Delta Asset Management
Tennessee
$95K
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$91K +$13.2K +988 +17%
Citigroup
43
Citigroup
New York
$81K +$80.3K +5,994 New
WF
44
WealthTrust Fairport
Ohio
$78K +$77.7K +5,800 New
MIM
45
Macroview Investment Management
Maryland
$55K
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$37K +$36.8K +2,750 New
DADC
47
D.A. Davidson & Co
Montana
$27K
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$18K
WA
49
WFG Advisors
Texas
$18K
CHC
50
City Holding Co
West Virginia
$17K +$16.7K +1,250 New

NQM Hedge Fund Activity: Q4 2013 in Review

60 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in NUVEEN INVESTMENT QLTY MUNI FD (NQM) for Q4 2013, worth a combined $30.2M — up 8.3% from $27.9M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new NQM positions and 7 closed out — a net gain of 15 holders — while 11 added to existing stakes and 16 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $1.38M. The largest seller was Guggenheim Capital, cutting an estimated $2.13M.

  • 60 institutional investors held NUVEEN INVESTMENT QLTY MUNI FD (NQM) as of Q4 2013, up from 45 in Q3 2013.
  • Funds reported $30.2M of NUVEEN INVESTMENT QLTY MUNI FD stock for Q4 2013, up 8.3% quarter-over-quarter.
  • 22 funds opened new NUVEEN INVESTMENT QLTY MUNI FD positions in Q4 2013 and 7 closed out, a net change of +15 holders.
  • The largest NUVEEN INVESTMENT QLTY MUNI FD buyer in Q4 2013 was Rivernorth Capital Management, an estimated $1.38M added.
  • The largest NUVEEN INVESTMENT QLTY MUNI FD seller in Q4 2013 was Guggenheim Capital, an estimated $2.13M sold.

Based on aggregated 13F filings for Q4 2013.