WFG Advisors’s NUVEEN INVESTMENT QLTY MUNI FD NQM Stock Holding History

WFG Advisors’s Portfolio NQM Stock Details NQM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-1,867	Closed	-$28K	–	2205
2014 Q4	$28K	Buy	+1,867	New	+$27.9K	0.01%	1116
2014 Q2	–	Sell	-1,300	Closed	-$18K	–	2129
2014 Q1	$18K	Hold	1,300	–	–	﹤0.01%	1293
2013 Q4	$18K	Hold	1,300	–	–	﹤0.01%	1392
2013 Q3	$18K	Hold	1,300	–	–	﹤0.01%	1324
2013 Q2	$19K	Buy	+1,300	New	+$20.1K	﹤0.01%	1241

Other funds holding NQM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TCM

Tradewinds Capital Management Bellingham, Washington $563M AUM 41.52% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

WFG Advisors's NQM Position: Q1 2015 in Review

WFG Advisors sold out of NUVEEN INVESTMENT QLTY MUNI FD (NQM) in Q1 2015, closing a stake of 1,867 shares — an estimated $28K sold.

WFG Advisors first reported a position in NQM in Q2 2013 and held it in 5 quarters. The position peaked at $28K in Q4 2014. 50 funds tracked by Wall St. Rank hold NQM as of Q1 2015.

WFG Advisors reported no remaining NUVEEN INVESTMENT QLTY MUNI FD position as of Q1 2015 after selling out during the quarter.
WFG Advisors sold 1,867 NUVEEN INVESTMENT QLTY MUNI FD shares in Q1 2015, an estimated $28K.
WFG Advisors first reported a position in NUVEEN INVESTMENT QLTY MUNI FD in Q2 2013 and held it in 5 quarters.
WFG Advisors's NUVEEN INVESTMENT QLTY MUNI FD position peaked at $28K in Q4 2014.
50 funds tracked by Wall St. Rank held NUVEEN INVESTMENT QLTY MUNI FD as of Q1 2015.

Based on WFG Advisors's 13F filing for Q1 2015, filed 12 May 2015.