OC
NQM

Oppenheimer & Co’s NUVEEN INVESTMENT QLTY MUNI FD NQM Stock Holding History

Oppenheimer & Co’s Portfolio NQM Stock Details NQM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-12,115
Closed -$164K – 1513
2013
Q4 		$164K Buy
+12,115
New +$162K 0.01% 1254

Other funds holding NQM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
GEM
Global Endowment Management Charlotte, North Carolina $896M AUM 13.86% 1-Year Est. Return
TCM
Tradewinds Capital Management Bellingham, Washington $563M AUM 41.52% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Oppenheimer & Co's NQM Position: Q1 2014 in Review

Oppenheimer & Co sold out of NUVEEN INVESTMENT QLTY MUNI FD (NQM) in Q1 2014, closing a stake of 12,115 shares — an estimated $164K sold.

Oppenheimer & Co first reported a position in NQM in Q4 2013 and held it in 1 quarter. The position peaked at $164K in Q4 2013. 60 funds tracked by Wall St. Rank hold NQM as of Q1 2014.

  • Oppenheimer & Co reported no remaining NUVEEN INVESTMENT QLTY MUNI FD position as of Q1 2014 after selling out during the quarter.
  • Oppenheimer & Co sold 12,115 NUVEEN INVESTMENT QLTY MUNI FD shares in Q1 2014, an estimated $164K.
  • Oppenheimer & Co first reported a position in NUVEEN INVESTMENT QLTY MUNI FD in Q4 2013 and held it in 1 quarter.
  • Oppenheimer & Co's NUVEEN INVESTMENT QLTY MUNI FD position peaked at $164K in Q4 2013.
  • 60 funds tracked by Wall St. Rank held NUVEEN INVESTMENT QLTY MUNI FD as of Q1 2014.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.