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Nuveen Multi-Asset Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CA
51
CoreCap Advisors
Michigan
$14.5K +$14.4K +1,100 New
HNB
52
Huntington National Bank
Ohio
$13.7K – – –
SPIA
53
Steward Partners Investment Advisory
New York
$8.71K – – –
OP
54
ORG Partners
Indiana
$7.51K – – –
KB
55
Kimelman & Baird
New York
$6.9K – – –
DAM
56
Delta Asset Management
Tennessee
$6.19K – – –
AF
57
Allworth Financial
California
$5.92K – – –
GJIA
58
Glass Jacobson Investment Advisors
Maryland
$5.88K – – –
GWM
59
Geneos Wealth Management
Colorado
$5.51K +$470 +36 +9%
Carson Wealth (CWM LLC)
60
Carson Wealth (CWM LLC)
Nebraska
$5K +$4.63K +354 New
SS
61
Sunbelt Securities
Texas
$4.56K – – –
CIBC Private Wealth Group
62
CIBC Private Wealth Group
Georgia
$1.73K – – –
PNC Financial Services Group
63
PNC Financial Services Group
Pennsylvania
$846 – – –
Citigroup
64
Citigroup
New York
$26 – – –
AIA
65
Absolute Investment Advisers
Florida
– -$3.71M -300,602 Closed
AGM
66
Alpine Global Management
New York
– -$1.49M -121,000 Closed
QL
67
Quarry LP
New York
– -$1.36M -110,350 Closed
Janney Montgomery Scott
68
Janney Montgomery Scott
Pennsylvania
– -$456K -36,910 Closed
Walleye Capital
69
Walleye Capital
New York
– -$348K -28,171 Closed
LCM
70
Landscape Capital Management
New Jersey
– -$156K -12,656 Closed
CWC
71
Carolinas Wealth Consulting
North Carolina
– -$92.7K -7,264 Closed