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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

468 hedge funds and large institutions have $6.1B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2019 Q3 according to their latest regulatory filings, with 51 funds opening new positions, 195 increasing their positions, 167 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 35

17% more repeat investments, than reductions

Existing positions increased: 195 | Existing positions reduced: 167

2.9% more ownership

Funds ownership: 45.12%48.01% (+2.9%)

3% more funds holding

Funds holding: 455468 (+13)

2% less funds holding in top 10

Funds holding in top 10: 6261 (-1)

7% less capital invested

Capital invested by funds: $6.57B → $6.1B (-$473M)

Holders
468
Holders Change
+13
Holders Change %
+2.86%
% of All Funds
10.26%
Holding in Top 10
61
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.61%
% of All Funds
1.34%
New
51
Increased
195
Reduced
167
Closed
35
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BFIM
201
Beese Fulmer Investment Management
Ohio
$2.29M
SBSB
202
Sullivan, Bruyette, Speros & Blaney
Virginia
$2.28M -$98.9K -973 -4%
GRP
203
Global Retirement Partners
California
$2.16M +$787K +7,737 +57%
CA
204
Calton & Associates
Florida
$2.16M +$2.16M +21,256 New
WTC
205
WhitTier Trust Company
Nevada
$2.1M -$30.5K -300 -1%
CSIC
206
Clifford Swan Investment Counsel
California
$2.03M -$180K -1,767 -8%
M&T Bank
207
M&T Bank
New York
$2.03M +$57K +561 +3%
RAM
208
Riggs Asset Management
Pennsylvania
$2.02M -$210K -2,069 -9%
V
209
Veritable
Delaware
$1.98M +$1.97M +19,421 New
PAG
210
Pinnacle Advisory Group
Maryland
$1.98M -$772K -7,590 -28%
FDCDDQ
211
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.97M -$97.3K -957 -5%
AA
212
AlphaMark Advisors
Kentucky
$1.95M +$81.3K +800 +4%
MIAN
213
Mariner Independent Advisor Network
Kansas
$1.92M +$131K +1,284 +7%
FMWA
214
Forvis Mazars Wealth Advisors
Missouri
$1.9M +$406K +3,995 +27%
CAN
215
Cetera Advisor Networks
California
$1.89M -$581K -5,719 -24%
SIM
216
Stratos Investment Management
Ohio
$1.85M -$2.95M -28,984 -61%
AWA
217
Acorn Wealth Advisors
Michigan
$1.84M +$6.61K +65 +0.4%
BO
218
BRR OpCo
Ohio
$1.81M -$84.9K -835 -4%
RCM
219
Rain Capital Management
Oregon
$1.78M +$1.78M +17,464 New
EWM
220
Executive Wealth Management
Michigan
$1.76M -$531K -5,226 -23%
SIA
221
SeaBridge Investment Advisors
New Jersey
$1.74M -$18.3K -180 -1%
SWP
222
Stratos Wealth Partners
Ohio
$1.72M +$175K +1,717 +11%
FFA
223
First Foundation Advisors
California
$1.71M +$96.3K +947 +6%
BEAM
224
Baker Ellis Asset Management
Washington
$1.7M -$40.7K -400 -2%
CHJWM
225
Carlton Hofferkamp & Jenks Wealth Management
Texas
$1.65M -$112K -1,100 -6%

MINT Hedge Fund Activity: Q3 2019 in Review

468 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q3 2019, worth a combined $6.1B — down 7.2% from $6.57B a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new MINT positions and 35 closed out — a net gain of 16 holders — while 195 added to existing stakes and 167 trimmed.

The largest buyer was UBS Group, adding an estimated $337M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $51M.

  • 468 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q3 2019, up from 455 in Q2 2019.
  • Funds reported $6.1B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q3 2019, down 7.2% quarter-over-quarter.
  • 51 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q3 2019 and 35 closed out, a net change of +16 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q3 2019 was UBS Group, an estimated $337M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q3 2019 was Charles Schwab Investment Advisory, an estimated $51M sold.

Based on aggregated 13F filings for Q3 2019.