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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

277 hedge funds and large institutions have $2.73B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2016 Q4 according to their latest regulatory filings, with 59 funds opening new positions, 104 increasing their positions, 76 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

269% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 16

37% more repeat investments, than reductions

Existing positions increased: 104 | Existing positions reduced: 76

20% more capital invested

Capital invested by funds: $2.27B → $2.73B (+$461M)

16% more funds holding

Funds holding: 239277 (+38)

6.43% more ownership

Funds ownership: 45.59%52.01% (+6.4%)

3% less funds holding in top 10

Funds holding in top 10: 3029 (-1)

Holders
277
Holders Change
+38
Holders Change %
+15.9%
% of All Funds
6.92%
Holding in Top 10
29
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.33%
% of All Funds
0.72%
New
59
Increased
104
Reduced
76
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BAM
201
Brave Asset Management
New Jersey
$375K -$60.8K -600 -14%
FA
202
FDx Advisors
Illinois
$368K -$186K -1,834 -34%
Northwestern Mutual Wealth Management
203
Northwestern Mutual Wealth Management
Wisconsin
$364K +$365K +3,597 New
Charles Schwab
204
Charles Schwab
California
$352K +$352K +3,469 New
ALIONA
205
Allianz Life Insurance of North America
Minnesota
$338K +$338K +3,337 New
SBIA
206
Sheaff Brock Investment Advisors
Indiana
$337K +$337K +3,324 New
BGC
207
Blue Granite Capital
South Carolina
$332K +$332K +3,275 New
PP
208
Palladium Partners
Virginia
$328K +$328K +3,234 New
HCA
209
Harbour Capital Advisors
Virginia
$319K -$25.3K -250 -7%
AWM
210
Altavista Wealth Management
North Carolina
$316K
RC
211
RegentAtlantic Capital
New Jersey
$314K +$1.11K +11 +0.4%
BC
212
Bartlett & Co
Ohio
$304K -$30.4K -300 -9%
B
213
Bridgeworth
Alabama
$301K +$301K +2,972 New
KeyBank National Association
214
KeyBank National Association
Ohio
$291K -$425K -4,195 -59%
SS
215
Simplicity Solutions
Minnesota
$274K +$274K +2,703 New
CAN
216
Cetera Advisor Networks
California
$272K -$688K -6,786 -72%
MIC
217
Meridian Investment Counsel
California
$271K +$17.4K +172 +7%
DWT
218
Dorsey & Whitney Trust
South Dakota
$267K +$267K +2,636 New
BWL
219
Bogart Wealth LLC
Virginia
$256K +$256K +2,527 New
CI
220
Chartist Inc
California
$253K
ACP
221
Ashfield Capital Partners
California
$253K
ACM
222
Avalon Capital Management
California
$253K
KA
223
Kovack Advisors
Florida
$252K +$252K +2,486 New
WIC
224
Whitegate Investment Counselors
New Hampshire
$243K -$152K -1,500 -38%
US Bancorp
225
US Bancorp
Minnesota
$240K -$20.3K -200 -8%

MINT Hedge Fund Activity: Q4 2016 in Review

277 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2016, worth a combined $2.73B — up 20% from $2.27B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new MINT positions and 16 closed out — a net gain of 43 holders — while 104 added to existing stakes and 76 trimmed.

The largest buyer was Windhaven Investment Management, adding an estimated $194M. The largest seller was Fidelity Investments, cutting an estimated $74.9M.

  • 277 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2016, up from 239 in Q3 2016.
  • Funds reported $2.73B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2016, up 20% quarter-over-quarter.
  • 59 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2016 and 16 closed out, a net change of +43 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2016 was Windhaven Investment Management, an estimated $194M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2016 was Fidelity Investments, an estimated $74.9M sold.

Based on aggregated 13F filings for Q4 2016.