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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

277 hedge funds and large institutions have $2.73B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2016 Q4 according to their latest regulatory filings, with 59 funds opening new positions, 104 increasing their positions, 76 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

269% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 16

37% more repeat investments, than reductions

Existing positions increased: 104 | Existing positions reduced: 76

20% more capital invested

Capital invested by funds: $2.27B → $2.73B (+$461M)

16% more funds holding

Funds holding: 239 → 277 (+38)

6.43% more ownership

Funds ownership: 45.59% → 52.01% (+6.4%)

3% less funds holding in top 10

Funds holding in top 10: 30 → 29 (-1)

Holders
277
Holders Change
+38
Holders Change %
+15.9%
% of All Funds
6.92%
Holding in Top 10
29
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.33%
% of All Funds
0.72%
New
59
Increased
104
Reduced
76
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
WIM
Windhaven Investment Management
Massachusetts
+$194M
2
BWA
Burt Wealth Advisors
Maryland
+$151M
3
Morgan Stanley
Morgan Stanley
New York
+$37.7M
4
Bank of America
Bank of America
North Carolina
+$34M
5
Stifel Financial
Stifel Financial
Missouri
+$32M

Top Sellers

Rank Fund Capital Flow
1
Fidelity Investments
Fidelity Investments
Massachusetts
-$74.9M
2
HCM
Howland Capital Management
Massachusetts
-$17.2M
3
PAG
Pinnacle Advisory Group
Maryland
-$16.3M
4
Chevy Chase Trust
Chevy Chase Trust
Maryland
-$14.4M
5
Jane Street
Jane Street
New York
-$9.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
Baird Financial Group
101
Baird Financial Group
Wisconsin
$2.9M -$2.4M -23,712 -45%
HCM
102
Harvest Capital Management
New Hampshire
$2.77M -$280K -2,760 -9%
KTC
103
Kistler-Tiffany Companies
Pennsylvania
$2.75M -$115K -1,139 -4%
Janus Henderson Group
104
Janus Henderson Group
United Kingdom
$2.62M – – –
TJHA
105
Thomas J. Herzfeld Advisors
Florida
$2.57M +$8.11K +80 +0.3%
Neuberger Berman Group
106
Neuberger Berman Group
New York
$2.57M +$1.67M +16,425 +185%
BFPW
107
BOK Financial Private Wealth
Colorado
$2.56M -$99.9K -985 -4%
MWP
108
MYCIO Wealth Partners
Pennsylvania
$2.54M +$2.54M +25,095 New
MMA
109
Miracle Mile Advisors
California
$2.47M +$1.35M +13,314 +120%
CLOS
110
Compagnie Lombard Odier SCmA
Switzerland
$2.46M +$1.13M +11,100 +84%
SWP
111
Stratos Wealth Partners
Ohio
$2.27M -$3.25M -32,027 -59%
HW
112
Hancock Whitney
Mississippi
$2.25M +$2.25M +22,175 New
WA
113
Winfield Associates
Ohio
$2.23M +$654K +6,450 +41%
FWM
114
Focused Wealth Management
New York
$2.21M +$158K +1,561 +8%
BEAM
115
Baker Ellis Asset Management
Washington
$2.19M -$76K -750 -3%
FIM
116
Freedom Investment Management
Connecticut
$2.16M +$354K +3,489 +20%
William Blair & Company
117
William Blair & Company
Illinois
$2.13M +$870K +8,583 +69%
EWMCB
118
EisnerAmper Wealth Management Corporate Benefits
New Jersey
$2.05M -$41.5K -409 -2%
Bank of New York Mellon
119
Bank of New York Mellon
New York
$2.02M +$1.43M +14,099 +240%
SPC
120
Sigma Planning Corp
Michigan
$1.98M +$945K +9,322 +92%
AIA
121
Armor Investment Advisors
North Carolina
$1.93M +$1.94M +19,090 New
AssetMark Inc
122
AssetMark Inc
California
$1.89M +$1.89M +18,636 New
CA
123
Cetera Advisors
Colorado
$1.85M +$345K +3,406 +23%
WCM
124
Wealthcare Capital Management
Virginia
$1.79M +$135K +1,329 +8%
BA
125
Boston Advisors
Massachusetts
$1.75M -$593K -5,844 -25%
3 4
5
6 7

MINT Hedge Fund Activity: Q4 2016 in Review

277 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2016, worth a combined $2.73B — up 20% from $2.27B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new MINT positions and 16 closed out — a net gain of 43 holders — while 104 added to existing stakes and 76 trimmed.

The largest buyer was Windhaven Investment Management, adding an estimated $194M. The largest seller was Fidelity Investments, cutting an estimated $74.9M.

  • 277 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2016, up from 239 in Q3 2016.
  • Funds reported $2.73B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2016, up 20% quarter-over-quarter.
  • 59 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2016 and 16 closed out, a net change of +43 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2016 was Windhaven Investment Management, an estimated $194M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2016 was Fidelity Investments, an estimated $74.9M sold.

Based on aggregated 13F filings for Q4 2016.