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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

474 hedge funds and large institutions have $5.47B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2019 Q1 according to their latest regulatory filings, with 66 funds opening new positions, 170 increasing their positions, 184 reducing their positions, and 54 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more first-time investments, than exits

New positions opened: 66 | Existing positions closed: 54

1% more funds holding

Funds holding: 471474 (+3)

8% less repeat investments, than reductions

Existing positions increased: 170 | Existing positions reduced: 184

4.91% less ownership

Funds ownership: 52.02%47.1% (-4.9%)

12% less funds holding in top 10

Funds holding in top 10: 7364 (-9)

13% less capital invested

Capital invested by funds: $6.32B → $5.47B (-$841M)

Holders
474
Holders Change
+3
Holders Change %
+0.64%
% of All Funds
10.26%
Holding in Top 10
64
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-12.33%
% of All Funds
1.39%
New
66
Increased
170
Reduced
184
Closed
54
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
76
Northwestern Mutual Wealth Management
Wisconsin
$12.2M +$5.89M +58,123 +94%
PAM
77
Peak Asset Management
Colorado
$12M -$494K -4,875 -4%
IWA
78
IBEX Wealth Advisors
New Jersey
$11.7M -$29.9M -295,170 -72%
WAP
79
Wealthcare Advisory Partners
Pennsylvania
$11.6M +$4.96M +48,921 +75%
SFA
80
Sequoia Financial Advisors
Ohio
$11.4M +$9.16M +90,389 +410%
FIM
81
Freedom Investment Management
Connecticut
$11.3M +$8.66M +85,488 +327%
LA
82
LVW Advisors
New York
$11.3M +$1.59M +15,735 +16%
RCAG
83
Rehmann Capital Advisory Group
Michigan
$11.1M +$10.9M +107,425 +4,648%
RBA
84
Richard Bernstein Advisors
New York
$11.1M
EK
85
Evensky & Katz
Florida
$10.9M -$1.17M -11,540 -10%
JP Morgan Chase
86
JP Morgan Chase
New York
$10.9M -$95.2M -940,225 -90%
PAG
87
Private Advisor Group
New Jersey
$10.8M -$435K -4,292 -4%
SB
88
Suntrust Banks
Georgia
$10.6M -$8.03M -79,245 -43%
WA
89
Winfield Associates
Ohio
$10.6M +$929K +9,175 +10%
CCA
90
Cobblestone Capital Advisors
New York
$10.4M -$1.77M -17,426 -15%
CFGF
91
Compass Financial Group (Florida)
Florida
$10.3M +$426K +4,208 +4%
Renaissance Technologies
92
Renaissance Technologies
New York
$10.1M +$7.53M +74,385 +296%
CAW
93
Cornerstone Advisors (Washington)
Washington
$9.81M -$5.38M -53,068 -35%
BRWM
94
B. Riley Wealth Management
Tennessee
$9.66M -$163K -1,611 -2%
Kayne Anderson Rudnick Investment Management
95
Kayne Anderson Rudnick Investment Management
California
$9.59M +$1.97M +19,440 +26%
First Trust Advisors
96
First Trust Advisors
Illinois
$9.34M -$328K -3,240 -3%
RBC
97
Roble Belko & Company
Pennsylvania
$9.29M +$331K +3,272 +4%
Creative Planning
98
Creative Planning
Kansas
$9.05M +$591K +5,835 +7%
NEPWA
99
New England Private Wealth Advisors
Massachusetts
$8.99M +$2.68M +26,415 +43%
PWAG
100
Polaris Wealth Advisory Group
California
$8.92M +$60.9K +601 +0.7%

MINT Hedge Fund Activity: Q1 2019 in Review

474 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q1 2019, worth a combined $5.47B — down 13% from $6.32B a quarter earlier.

Buyers outnumbered sellers: 66 funds opened new MINT positions and 54 closed out — a net gain of 12 holders — while 170 added to existing stakes and 184 trimmed.

The largest buyer was Carson Wealth (CWM LLC), adding an estimated $102M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $247M.

  • 474 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q1 2019, up from 471 in Q4 2018.
  • Funds reported $5.47B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q1 2019, down 13% quarter-over-quarter.
  • 66 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q1 2019 and 54 closed out, a net change of +12 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q1 2019 was Carson Wealth (CWM LLC), an estimated $102M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q1 2019 was Charles Schwab Investment Advisory, an estimated $247M sold.

Based on aggregated 13F filings for Q1 2019.