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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

468 hedge funds and large institutions have $6.1B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2019 Q3 according to their latest regulatory filings, with 51 funds opening new positions, 195 increasing their positions, 167 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 35

17% more repeat investments, than reductions

Existing positions increased: 195 | Existing positions reduced: 167

2.9% more ownership

Funds ownership: 45.12%48.01% (+2.9%)

3% more funds holding

Funds holding: 455468 (+13)

2% less funds holding in top 10

Funds holding in top 10: 6261 (-1)

7% less capital invested

Capital invested by funds: $6.57B → $6.1B (-$473M)

Holders
468
Holders Change
+13
Holders Change %
+2.86%
% of All Funds
10.26%
Holding in Top 10
61
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.61%
% of All Funds
1.34%
New
51
Increased
195
Reduced
167
Closed
35
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
51
Ladenburg Thalmann Financial Services
Florida
$20.2M +$2.59M +25,522 +15%
Janney Montgomery Scott
52
Janney Montgomery Scott
Pennsylvania
$20.1M -$3.86M -37,962 -16%
Cambridge Investment Research Advisors
53
Cambridge Investment Research Advisors
Iowa
$19.9M -$18.3M -179,744 -48%
FWM
54
Focused Wealth Management
New York
$19.8M +$7.47M +73,443 +61%
US Bancorp
55
US Bancorp
Minnesota
$19.5M -$12.2K -120 -0.1%
HWA
56
HCR Wealth Advisors
California
$18.5M +$618K +6,078 +3%
OIA
57
OneDigital Investment Advisors
Kansas
$18.4M +$5.36M +52,723 +41%
GAG
58
GM Advisory Group
New York
$18.3M +$3.47M +34,175 +23%
SCA
59
STALEY CAPITAL ADVISERS
Pennsylvania
$17.9M +$590K +5,801 +3%
EWM
60
Evermay Wealth Management
Virginia
$17.6M +$1.06M +10,410 +6%
PCP
61
Proficio Capital Partners
Massachusetts
$16.5M +$14.4M +142,027 +701%
CF
62
Centaurus Financial
California
$16.1M +$4.81M +47,310 +43%
MML Investors Services
63
MML Investors Services
Massachusetts
$16.1M -$2.67M -26,250 -14%
GFP
64
Gryphon Financial Partners
Ohio
$15.5M +$401K +3,943 +3%
JP Morgan Chase
65
JP Morgan Chase
New York
$15.4M +$4.77M +46,954 +45%
LJAC
66
L.J. Altfest & Co
New York
$15M -$405K -3,983 -3%
IA
67
IndexIQ Advisors
New York
$14M +$172K +1,695 +1%
WAP
68
Wealthcare Advisory Partners
Pennsylvania
$13.9M +$1.33M +13,099 +11%
CTC
69
Central Trust Company
Missouri
$13.9M -$433K -4,255 -3%
LNC
70
Lincoln National Corp
Pennsylvania
$13.6M +$176K +1,731 +1%
CSIA
71
Charles Schwab Investment Advisory
California
$13M -$51M -502,069 -80%
PAG
72
Private Advisor Group
New Jersey
$12.8M +$255K +2,504 +2%
WT
73
Whittier Trust
California
$12.7M +$640K +6,299 +5%
PAM
74
Peak Asset Management
Colorado
$12.3M +$52.3K +514 +0.4%
SFA
75
Sequoia Financial Advisors
Ohio
$12M +$20K +197 +0.2%

MINT Hedge Fund Activity: Q3 2019 in Review

468 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q3 2019, worth a combined $6.1B — down 7.2% from $6.57B a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new MINT positions and 35 closed out — a net gain of 16 holders — while 195 added to existing stakes and 167 trimmed.

The largest buyer was UBS Group, adding an estimated $337M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $51M.

  • 468 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q3 2019, up from 455 in Q2 2019.
  • Funds reported $6.1B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q3 2019, down 7.2% quarter-over-quarter.
  • 51 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q3 2019 and 35 closed out, a net change of +16 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q3 2019 was UBS Group, an estimated $337M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q3 2019 was Charles Schwab Investment Advisory, an estimated $51M sold.

Based on aggregated 13F filings for Q3 2019.