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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

277 hedge funds and large institutions have $2.73B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2016 Q4 according to their latest regulatory filings, with 59 funds opening new positions, 104 increasing their positions, 76 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

269% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 16

37% more repeat investments, than reductions

Existing positions increased: 104 | Existing positions reduced: 76

20% more capital invested

Capital invested by funds: $2.27B → $2.73B (+$461M)

16% more funds holding

Funds holding: 239 → 277 (+38)

6.43% more ownership

Funds ownership: 45.59% → 52.01% (+6.4%)

3% less funds holding in top 10

Funds holding in top 10: 30 → 29 (-1)

Holders
277
Holders Change
+38
Holders Change %
+15.9%
% of All Funds
6.92%
Holding in Top 10
29
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.33%
% of All Funds
0.72%
New
59
Increased
104
Reduced
76
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
WIM
Windhaven Investment Management
Massachusetts
+$194M
2
BWA
Burt Wealth Advisors
Maryland
+$151M
3
Morgan Stanley
Morgan Stanley
New York
+$37.7M
4
Bank of America
Bank of America
North Carolina
+$34M
5
Stifel Financial
Stifel Financial
Missouri
+$32M

Top Sellers

Rank Fund Capital Flow
1
Fidelity Investments
Fidelity Investments
Massachusetts
-$74.9M
2
HCM
Howland Capital Management
Massachusetts
-$17.2M
3
PAG
Pinnacle Advisory Group
Maryland
-$16.3M
4
Chevy Chase Trust
Chevy Chase Trust
Maryland
-$14.4M
5
Jane Street
Jane Street
New York
-$9.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
CAW
26
Cornerstone Advisors (Washington)
Washington
$19.9M -$407K -4,015 -2%
SAM
27
Shamrock Asset Management
Texas
$18.6M +$18.3M +180,748 +7,721%
JIC
28
Johnson Investment Counsel
Ohio
$18.4M +$3.37M +33,218 +22%
HCM
29
Howland Capital Management
Massachusetts
$17M -$17.2M -169,711 -50%
SEI Investments
30
SEI Investments
Pennsylvania
$16.8M +$865K +8,534 +5%
BC
31
Brinker Capital
Pennsylvania
$15.9M -$1.59M -15,678 -9%
MM
32
Main Management
California
$15.6M -$349K -3,443 -2%
CFGF
33
Compass Financial Group (Florida)
Florida
$14.2M +$272K +2,683 +2%
PSW
34
Portfolio Strategies (Washington)
Washington
$13.7M +$13.8M +135,670 New
TFA
35
Transamerica Financial Advisors
Florida
$13.4M -$1.03M -10,176 -7%
EK
36
Evensky & Katz
Florida
$12.8M +$1.24M +12,233 +11%
PAM
37
Peak Asset Management
Colorado
$12.6M +$2.08M +20,561 +20%
Chevy Chase Trust
38
Chevy Chase Trust
Maryland
$12.3M -$14.4M -142,134 -54%
Creative Planning
39
Creative Planning
Kansas
$11.3M -$401K -3,959 -3%
HighTower Advisors
40
HighTower Advisors
Illinois
$11.2M +$730K +7,199 +7%
RBA
41
Richard Bernstein Advisors
New York
$11M – – –
ST
42
Smithfield Trust
Pennsylvania
$11M +$4.29M +42,296 +64%
Commonwealth Equity Services
43
Commonwealth Equity Services
Massachusetts
$9.72M +$1.15M +11,329 +13%
FFWA
44
FRG Family Wealth Advisors
Washington
$9.59M +$2.97M +29,340 +45%
RFA
45
Reilly Financial Advisors
California
$9.07M -$579K -5,706 -6%
WF
46
WealthTrust Fairport
Ohio
$9M +$2.2M +21,680 +32%
BCM
47
Brookstone Capital Management
Illinois
$7.93M +$7.93M +78,243 New
EWM
48
Evermay Wealth Management
Virginia
$7.74M +$491K +4,840 +7%
Goldman Sachs
49
Goldman Sachs
New York
$7.71M -$4.31M -42,481 -36%
PCM
50
Parsons Capital Management
Rhode Island
$7.36M +$616K +6,074 +9%
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MINT Hedge Fund Activity: Q4 2016 in Review

277 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2016, worth a combined $2.73B — up 20% from $2.27B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new MINT positions and 16 closed out — a net gain of 43 holders — while 104 added to existing stakes and 76 trimmed.

The largest buyer was Windhaven Investment Management, adding an estimated $194M. The largest seller was Fidelity Investments, cutting an estimated $74.9M.

  • 277 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2016, up from 239 in Q3 2016.
  • Funds reported $2.73B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2016, up 20% quarter-over-quarter.
  • 59 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2016 and 16 closed out, a net change of +43 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2016 was Windhaven Investment Management, an estimated $194M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2016 was Fidelity Investments, an estimated $74.9M sold.

Based on aggregated 13F filings for Q4 2016.