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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

468 hedge funds and large institutions have $6.1B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2019 Q3 according to their latest regulatory filings, with 51 funds opening new positions, 195 increasing their positions, 167 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 35

17% more repeat investments, than reductions

Existing positions increased: 195 | Existing positions reduced: 167

2.9% more ownership

Funds ownership: 45.12%48.01% (+2.9%)

3% more funds holding

Funds holding: 455468 (+13)

2% less funds holding in top 10

Funds holding in top 10: 6261 (-1)

7% less capital invested

Capital invested by funds: $6.57B → $6.1B (-$473M)

Holders
468
Holders Change
+13
Holders Change %
+2.86%
% of All Funds
10.26%
Holding in Top 10
61
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.61%
% of All Funds
1.34%
New
51
Increased
195
Reduced
167
Closed
35
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NIC
451
Northwest Investment Counselors
Oregon
$12K +$11.8K +116 New
BWL
452
Bogart Wealth LLC
Virginia
$10K
PFGIA
453
Patriot Financial Group Insurance Agency
Massachusetts
$9K +$6.3K +62 +270%
VFA
454
Valeo Financial Advisors
Indiana
$9K +$881K +8,667 New
SB
455
Strategic Blueprint
Georgia
$8K +$7.93K +78 New
AIM
456
Advantage Investment Management
Iowa
$6K -$50.8K -500 -89%
GFPC
457
Global Financial Private Capital
Florida
$6K -$610 -6 -10%
JWM
458
Janiczek Wealth Management
Colorado
$6K
LFG
459
LifePlan Financial Group
Ohio
$6K
NL
460
NVWM LLC
Pennsylvania
$6K
FWM
461
Foresight Wealth Management
Utah
$5K -$226K -2,228 -98%
LWM
462
Liberty Wealth Management
California
$4K +$4.17K +41 New
CAPTRUST Financial Advisors
463
CAPTRUST Financial Advisors
North Carolina
$3K -$55.5K -546 -95%
LC
464
Lindbrook Capital
California
$3K
LWA
465
Lenox Wealth Advisors
New York
$3K +$2.64K +26 New
PWMG
466
Prestige Wealth Management Group
New Jersey
$2K +$305 +3 +18%
CIM
467
Contravisory Investment Management
Massachusetts
$1K
TWA
468
TCI Wealth Advisors
Arizona
$1K +$1.22K +12 New
SWP
469
Strategic Wealth Partners
Ohio
$74
JIC
470
Johnson Investment Counsel
Ohio
-$22.4M -219,871 Closed
CAW
471
Cornerstone Advisors (Washington)
Washington
-$8.18M -80,408 Closed
RCAG
472
Rehmann Capital Advisory Group
Michigan
-$7.56M -74,320 Closed
FAIM
473
Financial Advocates Investment Management
Washington
-$2.31M -22,723 Closed
FIG
474
FundX Investment Group
California
-$2.12M -20,876 Closed
CL
475
CPWM LLC
Washington
-$891K -8,753 Closed

MINT Hedge Fund Activity: Q3 2019 in Review

468 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q3 2019, worth a combined $6.1B — down 7.2% from $6.57B a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new MINT positions and 35 closed out — a net gain of 16 holders — while 195 added to existing stakes and 167 trimmed.

The largest buyer was UBS Group, adding an estimated $337M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $51M.

  • 468 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q3 2019, up from 455 in Q2 2019.
  • Funds reported $6.1B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q3 2019, down 7.2% quarter-over-quarter.
  • 51 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q3 2019 and 35 closed out, a net change of +16 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q3 2019 was UBS Group, an estimated $337M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q3 2019 was Charles Schwab Investment Advisory, an estimated $51M sold.

Based on aggregated 13F filings for Q3 2019.