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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

468 hedge funds and large institutions have $6.1B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2019 Q3 according to their latest regulatory filings, with 51 funds opening new positions, 195 increasing their positions, 167 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 35

17% more repeat investments, than reductions

Existing positions increased: 195 | Existing positions reduced: 167

2.9% more ownership

Funds ownership: 45.12%48.01% (+2.9%)

3% more funds holding

Funds holding: 455468 (+13)

2% less funds holding in top 10

Funds holding in top 10: 6261 (-1)

7% less capital invested

Capital invested by funds: $6.57B → $6.1B (-$473M)

Holders
468
Holders Change
+13
Holders Change %
+2.86%
% of All Funds
10.26%
Holding in Top 10
61
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.61%
% of All Funds
1.34%
New
51
Increased
195
Reduced
167
Closed
35
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
426
Advisors Asset Management
Colorado
$97K -$54K -531 -36%
AIC
427
Ameritas Investment Company
Nebraska
$92K +$91.9K +904 New
EFSCE
428
Enterprise Financial Services Corp (EFSC)
Missouri
$78K
JFA
429
JNBA Financial Advisors
Minnesota
$75K -$251K -2,465 -77%
PW
430
Price Wealth
Texas
$75K
Toronto Dominion Bank
431
Toronto Dominion Bank
Ontario, Canada
$71K +$70.8K +696 New
RIA
432
Realta Investment Advisors
Delaware
$70K +$44.7K +440 +177%
EIP
433
Ellis Investment Partners
Pennsylvania
$69K -$29.1K -286 -29%
ADL
434
Asset Dedication LLC
California
$65K -$19.3K -190 -23%
Rockefeller Capital Management
435
Rockefeller Capital Management
New York
$57K +$34.3K +337 +151%
BlackRock
436
BlackRock
New York
$55K +$54.3K +534 +10,680%
PB
437
Pinnacle Bancorp
Nebraska
$51K
TFS
438
TrustCore Financial Services
Tennessee
$51K +$12.7K +125 +33%
SBL
439
Sargent Bickham Lagudis
Colorado
$47K -$2.25M -22,123 -98%
SSB
440
Sandy Spring Bank
Maryland
$41K
MWP
441
MYCIO Wealth Partners
Pennsylvania
$31K +$30.5K +300 New
ETI
442
Enterprise Trust & Investment
California
$30K
GWAG
443
Garrett Wealth Advisory Group
Texas
$29.5K +$29.5K +290 New
BHWM
444
Bay Harbor Wealth Management
Maryland
$28K +$1.12K +11 +4%
GI
445
Gradient Investments
Minnesota
$28K +$27.6K +272 +3,886%
First Manhattan
446
First Manhattan
New York
$28K +$28.5K +280 New
SL
447
Salomon & Ludwin
Virginia
$25K +$25.3K +249 New
VRM
448
Vectors Research Management
New York
$24K
RFM
449
Royal Fund Management
Florida
$19K
VNA
450
Valley National Advisers
Pennsylvania
$19K +$18.7K +184 New

MINT Hedge Fund Activity: Q3 2019 in Review

468 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q3 2019, worth a combined $6.1B — down 7.2% from $6.57B a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new MINT positions and 35 closed out — a net gain of 16 holders — while 195 added to existing stakes and 167 trimmed.

The largest buyer was UBS Group, adding an estimated $337M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $51M.

  • 468 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q3 2019, up from 455 in Q2 2019.
  • Funds reported $6.1B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q3 2019, down 7.2% quarter-over-quarter.
  • 51 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q3 2019 and 35 closed out, a net change of +16 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q3 2019 was UBS Group, an estimated $337M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q3 2019 was Charles Schwab Investment Advisory, an estimated $51M sold.

Based on aggregated 13F filings for Q3 2019.