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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

277 hedge funds and large institutions have $2.73B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2016 Q4 according to their latest regulatory filings, with 59 funds opening new positions, 104 increasing their positions, 76 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

269% more first-time investments, than exits

New positions opened: 59 | Existing positions closed: 16

37% more repeat investments, than reductions

Existing positions increased: 104 | Existing positions reduced: 76

20% more capital invested

Capital invested by funds: $2.27B → $2.73B (+$461M)

16% more funds holding

Funds holding: 239277 (+38)

6.43% more ownership

Funds ownership: 45.59%52.01% (+6.4%)

3% less funds holding in top 10

Funds holding in top 10: 3029 (-1)

Holders
277
Holders Change
+38
Holders Change %
+15.9%
% of All Funds
6.92%
Holding in Top 10
29
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-3.33%
% of All Funds
0.72%
New
59
Increased
104
Reduced
76
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JFGLC
226
Johnson Financial Group LLC (Colorado)
Colorado
$226K +$226K +2,229 New
SFA
227
Sequoia Financial Advisors
Ohio
$226K +$226K +2,229 New
BFG
228
Barber Financial Group
Kansas
$225K +$225K +2,216 New
WA
229
WBH Advisory
Maryland
$216K -$99.9K -985 -24%
CFA
230
Carroll Financial Associates
North Carolina
$215K
AWA
231
Arete Wealth Advisors
Illinois
$215K +$215K +2,122 New
Janney Montgomery Scott
232
Janney Montgomery Scott
Pennsylvania
$208K -$666K -6,569 -76%
NFG
233
Next Financial Group
Texas
$208K -$5.07K -50 -2%
MRCM
234
M&R Capital Management
New Jersey
$206K -$20.3K -200 -9%
SAM
235
Strategy Asset Managers
California
$203K
FMP
236
Financial Management Professionals
Texas
$200K +$100K +986 +100%
VCM
237
Versant Capital Management
Arizona
$193K +$193K +1,906 New
JCM
238
Jacobi Capital Management
Pennsylvania
$190K -$112K -1,107 -37%
PIM
239
Parasol Investment Management
Illinois
$189K -$3.25M -32,015 -94%
BTIS
240
BB&T Investment Services
North Carolina
$154K +$154K +1,516 New
AIS
241
Accurate Investment Solutions
Pennsylvania
$149K
AAP
242
Arax Advisory Partners
Colorado
$143K +$143K +1,407 New
AIM
243
Advantage Investment Management
Iowa
$127K +$6.59K +65 +5%
GWM
244
Geneos Wealth Management
Colorado
$114K +$36.6K +361 +47%
SPIA
245
Steward Partners Investment Advisory
New York
$65K +$65.9K +650 New
PSUF
246
People's United Financial
Connecticut
$64K
Manulife (Manufacturers Life Insurance)
247
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$64K +$507 +5 +0.8%
FNBT
248
FineMark National Bank & Trust
Florida
$56K
ADL
249
Asset Dedication LLC
California
$56K +$203 +2 +0.4%
LWM
250
LBA Wealth Management
Florida
$47K

MINT Hedge Fund Activity: Q4 2016 in Review

277 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2016, worth a combined $2.73B — up 20% from $2.27B a quarter earlier.

Buyers outnumbered sellers: 59 funds opened new MINT positions and 16 closed out — a net gain of 43 holders — while 104 added to existing stakes and 76 trimmed.

The largest buyer was Windhaven Investment Management, adding an estimated $194M. The largest seller was Fidelity Investments, cutting an estimated $74.9M.

  • 277 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2016, up from 239 in Q3 2016.
  • Funds reported $2.73B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2016, up 20% quarter-over-quarter.
  • 59 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2016 and 16 closed out, a net change of +43 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2016 was Windhaven Investment Management, an estimated $194M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2016 was Fidelity Investments, an estimated $74.9M sold.

Based on aggregated 13F filings for Q4 2016.