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Ballast Small/Mid Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CPC
1
Consolidated Planning Corp
Georgia
$22.2M +$220K +5,375 +0.9%
HighTower Advisors
2
HighTower Advisors
Illinois
$17.2M -$1.32M -32,363 -7%
LIG
3
Lokken Investment Group
Delaware
$8.01M +$2.04M +49,987 +32%
Stifel Financial
4
Stifel Financial
Missouri
$7.36M +$460K +11,264 +6%
FCCM
5
First City Capital Management
Georgia
$5.47M -$435K -10,642 -7%
Rockefeller Capital Management
6
Rockefeller Capital Management
New York
$5.32M +$574K +14,052 +11%
WCG
7
Weaver Consulting Group
California
$4.95M +$434K +10,621 +9%
HW
8
Hedeker Wealth
Illinois
$4.78M -$184K -4,509 -4%
Raymond James Financial
9
Raymond James Financial
Florida
$3.76M -$261K -6,401 -6%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$3.4M +$216K +5,283 +6%
WA
11
Waverly Advisors
Alabama
$3.26M +$124K +3,046 +4%
TNB
12
Thomasville National Bank
Georgia
$2.96M -$63.5K -1,555 -2%
CIA
13
Cape Investment Advisory
Georgia
$2.9M +$490 +12 +0%
GS
14
GTS Securities
Florida
$2.24M +$882K +21,606 +59%
USCWA
15
U.S. Capital Wealth Advisors
Texas
$2.06M -$41.7K -1,020 -2%
SPIA
16
Steward Partners Investment Advisory
New York
$1.8M -$324K -7,944 -15%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$1.42M -$382K -9,352 -20%
ATC
18
Argent Trust Co
Tennessee
$1.37M
NFG
19
Nations Financial Group
Iowa
$1.32M
BEI
20
Benjamin Edwards Inc
Missouri
$1.09M +$108K +2,648 +10%
SFI
21
SPC Financial Inc
Maryland
$820K +$208K +5,093 +32%
FAM
22
Frontier Asset Management
Wyoming
$647K -$63.1K -1,545 -8%
PFA
23
Pure Financial Advisors
California
$507K +$536K +13,124 New
HT
24
Heritage Trust
Oklahoma
$484K +$73.6K +1,801 +17%
PCIA
25
Prime Capital Investment Advisors
Kansas
$465K +$215K +5,274 +78%