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Ballast Small/Mid Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
1
HighTower Advisors
Illinois
$9.55M +$2.69M +75,041 +38%
TI
2
Tidal Investments
Wisconsin
$2.59M -$365K -10,191 -12%
Rockefeller Capital Management
3
Rockefeller Capital Management
New York
$2.33M +$1.74M +48,723 +280%
ATC
4
Argent Trust Co
Tennessee
$2.05M +$859K +24,000 +70%
LIG
5
Lokken Investment Group
Delaware
$1.98M +$1.83M +51,041 +539%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$1.87M +$1.02M +28,622 +117%
FCCM
7
First City Capital Management
Georgia
$1.76M +$45.8K +1,280 +3%
SEA
8
Stegent Equity Advisors
Texas
$1.68M -$484K -13,535 -22%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$1.59M +$360K +10,068 +29%
RPG
10
Resource Planning Group
Georgia
$1.46M +$583K +16,287 +65%
BS
11
Boenning & Scattergood
Pennsylvania
$1.24M +$927K +25,910 +280%
SAM
12
Stringer Asset Management
Tennessee
$793K
BFEC
13
Benjamin F. Edwards & Company
Missouri
$595K +$39.3K +1,099 +7%
WCG
14
Weaver Consulting Group
California
$429K +$194K +5,424 +80%
HWM
15
HB Wealth Management
Georgia
$379K +$966 +27 +0.3%
SMA
16
Sage Mountain Advisors
Georgia
$363K +$368K +10,290 New
VAS
17
Vestmark Advisory Solutions
Massachusetts
$256K +$260K +7,268 New
Citadel Advisors
18
Citadel Advisors
Florida
$251K -$249K -6,949 -49%
Osaic Holdings
19
Osaic Holdings
Arizona
$35K -$20.9K -585 -37%
UBS Group
20
UBS Group
Switzerland
$11K +$11.1K +310 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
-$428K -11,415 Closed
IFG
22
Independent Financial Group
California
-$373K -9,950 Closed
MSFS
23
Main Street Financial Solutions
Pennsylvania
-$201K -5,370 Closed