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Ballast Small/Mid Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
1
HighTower Advisors
Illinois
$11.1M +$107K +3,212 +1%
Stifel Financial
2
Stifel Financial
Missouri
$5.97M +$2.92M +87,803 +108%
LIG
3
Lokken Investment Group
Delaware
$4.06M +$1.36M +40,739 +55%
Rockefeller Capital Management
4
Rockefeller Capital Management
New York
$2.92M -$965 -29 -0%
RPG
5
Resource Planning Group
Georgia
$2.3M +$208K +6,257 +11%
SPIA
6
Steward Partners Investment Advisory
New York
$2.21M +$492K +14,795 +31%
FCCM
7
First City Capital Management
Georgia
$2.11M -$47.8K -1,436 -2%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$2M -$60.2K -1,810 -3%
WCG
9
Weaver Consulting Group
California
$1.98M +$157K +4,710 +9%
RJA
10
Raymond James & Associates
Florida
$1.93M -$14.6K -438 -0.8%
TI
11
Tidal Investments
Wisconsin
$1.81M -$721K -21,673 -30%
CIA
12
Cape Investment Advisory
Georgia
$1.43M -$17.2K -517 -1%
ATC
13
Argent Trust Co
Tennessee
$1.04M -$431K -12,950 -31%
FAM
14
Frontier Asset Management
Wyoming
$918K +$282K +8,482 +49%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$891K +$397K +11,918 +90%
NFG
16
Nations Financial Group
Iowa
$407K -$25K -750 -6%
HWM
17
HB Wealth Management
Georgia
$383K
BFEC
18
Benjamin F. Edwards & Company
Missouri
$365K +$2.73K +82 +0.8%
SMA
19
Sage Mountain Advisors
Georgia
$364K
SB
20
Strategic Blueprint
Georgia
$285K +$269K +8,070 New
Osaic Holdings
21
Osaic Holdings
Arizona
$28.3K
Fidelity Investments
22
Fidelity Investments
Massachusetts
$22.1K +$20.8K +624 New
Baird Financial Group
23
Baird Financial Group
Wisconsin
-$375K -11,250 Closed
ASN
24
Advisory Services Network
Georgia
-$3K -90 Closed