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Ballast Small/Mid Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
1
HighTower Advisors
Illinois
$9.01M -$1M -31,678 -10%
Rockefeller Capital Management
2
Rockefeller Capital Management
New York
$3.04M +$197K +6,216 +7%
TI
3
Tidal Investments
Wisconsin
$2.41M -$10.2K -321 -0.4%
Stifel Financial
4
Stifel Financial
Missouri
$2.2M +$300K +9,476 +16%
LIG
5
Lokken Investment Group
Delaware
$2.14M +$95.1K +3,006 +5%
FCCM
6
First City Capital Management
Georgia
$1.99M -$69K -2,180 -3%
RPG
7
Resource Planning Group
Georgia
$1.75M +$222K +7,020 +15%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$1.56M -$351K -11,103 -18%
ATC
9
Argent Trust Co
Tennessee
$1.55M -$309K -9,750 -17%
SPIA
10
Steward Partners Investment Advisory
New York
$1.28M +$1.28M +40,356 New
BS
11
Boenning & Scattergood
Pennsylvania
$1.24M +$53.5K +1,692 +5%
RJA
12
Raymond James & Associates
Florida
$1.06M +$44.9K +1,420 +4%
WCG
13
Weaver Consulting Group
California
$878K +$361K +11,424 +70%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$491K +$261K +8,250 +115%
FAM
15
Frontier Asset Management
Wyoming
$471K -$264K -8,350 -36%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$452K -$46.6K -1,472 -9%
NFG
17
Nations Financial Group
Iowa
$437K -$22.1K -700 -5%
HWM
18
HB Wealth Management
Georgia
$341K
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$341K -$18.4K -581 -5%
SMA
20
Sage Mountain Advisors
Georgia
$327K
AFA
21
Arlington Financial Advisors
California
$282K +$281K +8,869 New
Osaic Holdings
22
Osaic Holdings
Arizona
$25K -$949 -30 -4%
SEA
23
Stegent Equity Advisors
Texas
-$771K -26,528 Closed
Citadel Advisors
24
Citadel Advisors
Florida
-$321K -11,035 Closed